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RIA / WealthAdvisor25 years in industry

FRANK DOMENIC PELLICORI

Advisor at CORIENT

Chicago, IL

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Search this name across graphsid dfx:ria:d9a2386e-9865-4164-4915-2efea4a88503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Jan 22, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Frank Domenic Pellicori

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 26, 2009
First registration: Jan 22, 2001
Dual registered: no
IAPD individual key: 4233111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jun 18, 2026	n/a	yes	Chicago, IL	Current employment
VIVALDI CAPITAL MANAGEMENT LP	Former SEC adviser	Apr 7, 2021	Jun 17, 2026	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 4, 2011	Apr 6, 2021	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 11, 2009	Nov 9, 2011	no	Chicago, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 22, 2001	May 23, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIVALDI CAPITAL MANAGEMENT LP	Corient	Jun 17, 2026	Jun 18, 2026	1	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	VIVALDI CAPITAL MANAGEMENT LP	Apr 6, 2021	Apr 7, 2021	1	Firm change	Wirehouse to RIA
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 9, 2011	Nov 4, 2011	-5	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	May 23, 2006	Jun 11, 2009	1,115	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160150:319448:IL:2026-06-17	Jun 17, 2026	Jun 18, 2026	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Apr 7, 2021 to Jun 17, 2026factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 4, 2011 to Apr 6, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 11, 2009 to Nov 9, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 22, 2001 to May 23, 2006factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Frank Domenic Pellicori left Vivaldi Capital Management Lp for Corient (registered 2026-06-18)
Form ADVobserved 5 days ago