DFX Intelligence

A••••• B•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A••••• B•••• B••••••

Advisor at F••• P•••• C•••••• P••••••• L••

Rolling Hills Estates, CA

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Search this name across graphsid dfx:ria:d9a54481-f7af-2248-80cf-4d382f8bf99e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• P•••• C•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• P•••• C•••••• P••••••• L••	Independent wealth	Aug 26, 2024	n/a	yes	Rolling Hills Estates, CA	Current employment
C•••••••• L••	Independent wealth	Sep 2, 2020	Sep 10, 2024	no	Manhattan Beach, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L••	F••• P•••• C•••••• P••••••• L••	Sep 10, 2024	Aug 26, 2024	-15	Firm change	RIA to RIA
M•• I•••••••• S•••••••• L••	C•••••••• L••	Sep 1, 2020	Sep 2, 2020

Relationships

Registered with (3)

→ F••• P•••• C•••••• P••••••• L••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ C•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2020 to Sep 10, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2019 to Sep 1, 2020factForm ADV

Dated events

Occurred
Sep 10, 2024
Advisor changed firm
A••••• B•••• B•••••• left C•••••••• L•• for F••• P•••• C•••••• P••••••• L•• (registered 2024-08-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9a54481-f7af-2248-80cf-4d382f8bf99e
First observed: Jul 25, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.