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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant41 years in industry

Michael Christopher Wali

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

NEW MARKET, MD | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:d9a9cd33-26c6-829a-6d48-9932a3fd5bb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: May 22, 1985
First registration: May 25, 2001
Dual registered: no
Other names: NASIMUL AHMAND WALI|MIKE WALI|NASIMUL AHMAD WALI|NASIMULL AHMAD WALI|MICHAEL CHRISTOPHER WALI
IAPD individual key: 1299928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 1, 2021	n/a	yes	PLYMOUTH, MN\|NEW MARKET, MD	Current employment
LIGHTHOUSE WEALTH MANAGEMENT	Former SEC adviser	Jan 20, 2009	Jul 23, 2021	no	NEW MARKET, MD	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Jan 15, 2009	Oct 9, 2012	no	NEW MARKET, MD	Previous registration
LOCUST STREET SECURITIES, INC.	n/a	Jan 12, 2004	Jan 1, 2004	no	MT AIRY, MD	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 1, 2004	Jan 21, 2009	no	MT AIRY, MD	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 25, 2001	Apr 23, 2003	no	LINTHICUM, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIGHTHOUSE WEALTH MANAGEMENT	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jul 23, 2021	Jul 1, 2021	-22	Firm change	RIA to ibd
SII INVESTMENTS, INC.	LIGHTHOUSE WEALTH MANAGEMENT	Oct 9, 2012	Jan 20, 2009	-1,358	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	LOCUST STREET SECURITIES, INC.	Jan 21, 2009	Jan 12, 2004	-1,836	Firm change after gap	Other
LOCUST STREET SECURITIES, INC.	SII INVESTMENTS, INC.	Jan 1, 2004	Jan 15, 2009	1,841	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	VOYA FINANCIAL ADVISORS, INC.	Apr 23, 2003	Jan 1, 2004	253	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118060:116407:MD:2021-07-23	Jul 23, 2021	Jul 1, 2021	NEW MARKET, MD	Firm change

Relationships

Registered with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ LIGHTHOUSE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 20, 2009 to Jul 23, 2021factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 15, 2009 to Oct 9, 2012factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 2004 to Jan 21, 2009factForm ADV
→ LOCUST STREET SECURITIES, INC.Registered adviserregistration: previous registration
Jan 12, 2004 to Jan 1, 2004factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 25, 2001 to Apr 23, 2003factForm ADV

Dated events

No dated event names this entity yet.