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Advisor at MSP WEALTH MANAGEMENT, LLC
KLAMATH FALLS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MSP WEALTH MANAGEMENT, LLC | Independent wealth | Mar 25, 2020 | n/a | yes | KLAMATH FALLS, OR | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Apr 1, 2020 | no | IRVING, TX | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Dec 16, 2002 | Oct 25, 2019 | no | KLAMATH FALLS, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | MSP WEALTH MANAGEMENT, LLC | Apr 1, 2020 | Mar 25, 2020 | -7 | Firm change | Ibd to new firm |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:306522:TX:2020-04-01 | Apr 1, 2020 | Mar 25, 2020 | IRVING, TX | Firm change |