DFX Intelligence

W•••••• A••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

W•••••• A••• G•••••

Advisor at C•••••• W••••• S•••••••• L••

Burlingame, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b1cf39-bbde-5445-c03b-ab6ecdf88d33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• S•••••••• L••	Independent wealth	Apr 21, 2025	n/a	yes	Burlingame, CA	Current employment
P•••••• W••••• M••••••••• L••	Independent wealth	Oct 2, 2019	Apr 21, 2025	no	SAN FRANCISCO, CA\|Burlingame, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	C•••••• W••••• S•••••••• L••	Apr 21, 2025	Apr 21, 2025	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
131037:288992:CA:2025-04-21	Apr 21, 2025	Apr 21, 2025	BURLINGAME, CA	Firm change

Relationships

Registered with (2)

→ C•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 2, 2019 to Apr 21, 2025factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
W•••••• A••• G••••• left P•••••• W••••• M••••••••• L•• for C•••••• W••••• S•••••••• L•• (registered 2025-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9b1cf39-bbde-5445-c03b-ab6ecdf88d33
First observed: Oct 2, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.