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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MURPHY POHLAD ASSET MANAGEMENT LLC

CRD 109973

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b5f5fb-6fe7-0e0a-83fa-d3cc15f9330c

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2012 to Jul 1, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $640MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $640M
Private client RAUM: $617MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $213Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 24
High net worth clients: 89
SEC number: 801-57329
CIK: 1569148
CRD: 109973
Filings on the tape: 23
First filed: Jan 26, 2012
Latest filed: Jul 1, 2026
Organised: Limited Liability Company, MN
Website: murphyllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL MURPHY	Chartered Financial Analyst	EDEN PRAIRIE, MN	12	37	n/a	no
THOMAS OWEN POHLAD	n/a	EDEN PRAIRIE, MN	12	24	n/a	no
Zachary Francis Wallace	n/a	EDEN PRAIRIE, MN	6	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANKE, AARON, JEFFREY	CHIEF COMPLIANCE OFFICER, PRESIDENT, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER	B	yes	01/2023	Jan 30, 2020	Oct 23, 2024
MURPHY, JOHN, MICHAEL	INVESTMENT ADVISER REPRESENTATIVE AND MEMBER	D	yes	01/2000	Jan 26, 2012	Oct 23, 2024
POHLAD, THOMAS, OWEN	TREASURER, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER	C	yes	02/2002	Jan 26, 2012	Oct 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 30, 2026	$640M	$640M	7	7	0	n/a	n/a
2024	Jan 31, 2025	$578M	$578M	8	8	0	n/a	n/a
2023	Jan 31, 2024	$561M	$560M	9	9	0	n/a	n/a
2022	Jan 31, 2023	$521M	$520M	9	9	0	n/a	n/a
2021	Jan 28, 2022	$516M	$515M	7	7	0	n/a	n/a
2020	Jan 28, 2021	$439M	$438M	7	7	0	n/a	n/a
2019	Jan 30, 2020	$398M	$396M	7	7	0	n/a	n/a
2018	Jan 30, 2019	$326M	$325M	6	6	0	n/a	n/a
2017	Jan 26, 2018	$313M	$312M	7	7	0	n/a	n/a
2016	Jan 20, 2017	$291M	$290M	7	7	n/a	n/a	n/a
2015	Jan 22, 2016	$303M	$303M	5	5	n/a	n/a	n/a
2014	Jan 29, 2015	$328M	$328M	7	6	n/a	n/a	n/a
2013	Jan 24, 2014	$319M	$319M	6	5	n/a	n/a	n/a
2012	Jan 29, 2013	$277M	$277M	6	4	n/a	n/a	n/a
2011	Jan 26, 2012	$240M	$240M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$640M	$578M	10.7%	$521M	7.1%	8	8	0	0

Relationships

Registered with (4)

← Zachary Francis WallaceAdvisorregistration: current employment
Feb 12, 2020 to presentfactForm ADV
← JOHN MICHAEL MURPHYAdvisorregistration: current employment
Jan 13, 2014 to presentfactForm ADV
← THOMAS OWEN POHLADAdvisorregistration: current employment
Jan 13, 2014 to presentfactForm ADV
← Samantha Lynn ThornAdvisorregistration: previous registration
Jun 23, 2016 to Nov 14, 2018factForm ADV

Controls (3)

← MURPHY, JOHN, MICHAELOwnerINVESTMENT ADVISER REPRESENTATIVE AND MEMBER, ownership code D, individual
Jan 26, 2012 to Oct 23, 2024factForm ADV
← POHLAD, THOMAS, OWENOwnerTREASURER, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER, ownership code C, individual
Jan 26, 2012 to Oct 23, 2024factForm ADV
← BANKE, AARON, JEFFREYOwnerCHIEF COMPLIANCE OFFICER, PRESIDENT, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER, ownership code B, individual
Jan 30, 2020 to Oct 23, 2024factForm ADV

Dated events

Occurred
Jan 30, 2020
Control person joined
Aaron Banke (Chief Operating Officer) appeared on Schedule A of Murphy Pohlad Asset Management Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9b5f5fb-6fe7-0e0a-83fa-d3cc15f9330c
First observed: Jan 26, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MURPHY POHLAD ASSET MANAGEMENT LLC

CRD 109973

EDEN PRAIRIE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b5f5fb-6fe7-0e0a-83fa-d3cc15f9330c

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL MURPHY

Chartered Financial Analyst

EDEN PRAIRIE, MN

n/a

THOMAS OWEN POHLAD

n/a

EDEN PRAIRIE, MN

n/a

Zachary Francis Wallace

n/a

EDEN PRAIRIE, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANKE, AARON, JEFFREY

CHIEF COMPLIANCE OFFICER, PRESIDENT, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER

yes

01/2023

Jan 30, 2020

Oct 23, 2024

MURPHY, JOHN, MICHAEL

INVESTMENT ADVISER REPRESENTATIVE AND MEMBER

yes

01/2000

Jan 26, 2012

Oct 23, 2024

POHLAD, THOMAS, OWEN

TREASURER, INVESTMENT ADVISER REPRESENTATIVE AND MEMBER

yes

02/2002

Jan 26, 2012

Oct 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 30, 2026

$640M

n/a

2024

Jan 31, 2025

$578M

n/a

2023

Jan 31, 2024

$561M

$560M

n/a

2022

Jan 31, 2023

$521M

$520M

n/a

2021

Jan 28, 2022

$516M

$515M

n/a

2020

Jan 28, 2021

$439M

$438M

n/a

2019

Jan 30, 2020

$398M

$396M

n/a

2018

Jan 30, 2019

$326M

$325M

n/a

2017

Jan 26, 2018

$313M

$312M

n/a

2016

Jan 20, 2017

$291M

$290M

n/a

2015

Jan 22, 2016

$303M

n/a

2014

Jan 29, 2015

$328M

n/a

2013

Jan 24, 2014

$319M

n/a

2012

Jan 29, 2013

$277M

n/a

2011

Jan 26, 2012

$240M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$640M

$578M

10.7%

$521M

7.1%