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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THREE CITIES RESEARCH, INC.

CRD 160142

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b80557-483a-2457-988e-e0bc29e0cb00

Data as of Apr 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Apr 23, 2013
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Three Cities Research, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2013-04-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Accounts: 6
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $105Mgross asset value as reported per fund; never fund size
SEC number: 801-73722
CRD: 160142
Filings on the tape: 3
First filed: Feb 14, 2012
Latest filed: Apr 23, 2013
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THREE CITIES FUND III, L.P.	Private Equity Fund	$70.5M	Apr 23, 2013	54	Feb 14, 2012	reported	n/a
THREE CITIES OFFSHORE II C.V.	Private Equity Fund	$12.3M	Apr 23, 2013	13	Feb 14, 2012	reported	n/a
THREE CITIES ROLLOVER PARTNERSHIP, L.P.	Private Equity Fund	$11.7M	Apr 23, 2013	95	Feb 14, 2012	reported	n/a
THREE CITIES FUND II, LP	Private Equity Fund	$6.8M	Apr 23, 2013	57	Feb 14, 2012	reported	n/a
TCR GP, LLC	Private Equity Fund	$2.0M	Apr 23, 2013	31	Feb 14, 2012	reported	n/a
TCR FRIENDS III, L.P.	Private Equity Fund	$1.8M	Apr 23, 2013	31	Feb 14, 2012	reported	021-10943

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE VOGEL, WILLEM, F. P.	PRESIDENT (TCR MANAGEMENT COMPANY, INC.)	D	yes	06/1982	Feb 14, 2012	Apr 23, 2013
UHRIG, JOHN, WILLIAM	SECRETARY (TCR MANAGEMENT COMPANY, INC.)	D	yes	10/1995	Feb 14, 2012	Apr 23, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TCR ASSOCIATES III LLC	n/a	n/a	n/a	N	yes	n/a
TCR ASSOCIATES, L.P.	n/a	n/a	n/a	N	yes	n/a
TCR OFFSHORE ASSOCIATES, L.P.	n/a	n/a	n/a	N	yes	n/a
THREE CITIES ASSOCIATES, N.V.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 2, 2013	$105M	$105M	9	8	n/a	6	$105M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$105M	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Advises (6)

→ THREE CITIES ROLLOVER PARTNERSHIP, L.P.Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ THREE CITIES FUND III, L.P.Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ TCR FRIENDS III, L.P.Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ THREE CITIES FUND II, LPPrivate fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ THREE CITIES OFFSHORE II C.V.Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ TCR GP, LLCPrivate fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV

Controls (2)

← UHRIG, JOHN, WILLIAMOwnerSECRETARY (TCR MANAGEMENT COMPANY, INC.), ownership code D, individual
Feb 14, 2012 to presentfactForm ADV
← DE VOGEL, WILLEM, F. P.OwnerPRESIDENT (TCR MANAGEMENT COMPANY, INC.), ownership code D, individual
Feb 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9b80557-483a-2457-988e-e0bc29e0cb00
First observed: Feb 14, 2012
Last observed: Apr 23, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THREE CITIES RESEARCH, INC.

CRD 160142

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9b80557-483a-2457-988e-e0bc29e0cb00

Data as of Apr 23, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THREE CITIES FUND III, L.P.

Private Equity Fund

$70.5M

Apr 23, 2013

Feb 14, 2012

reported

n/a

THREE CITIES OFFSHORE II C.V.

Private Equity Fund

$12.3M

Apr 23, 2013

Feb 14, 2012

reported

n/a

THREE CITIES ROLLOVER PARTNERSHIP, L.P.

Private Equity Fund

$11.7M

Apr 23, 2013

Feb 14, 2012

reported

n/a

THREE CITIES FUND II, LP

Private Equity Fund

$6.8M

Apr 23, 2013

Feb 14, 2012

reported

n/a

TCR GP, LLC

Private Equity Fund

$2.0M

Apr 23, 2013

Feb 14, 2012

reported

n/a

TCR FRIENDS III, L.P.

Private Equity Fund

$1.8M

Apr 23, 2013

Feb 14, 2012

reported

021-10943

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE VOGEL, WILLEM, F. P.

PRESIDENT (TCR MANAGEMENT COMPANY, INC.)

yes

06/1982

Feb 14, 2012

Apr 23, 2013

UHRIG, JOHN, WILLIAM

SECRETARY (TCR MANAGEMENT COMPANY, INC.)

yes

10/1995

Feb 14, 2012

Apr 23, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TCR ASSOCIATES III LLC

n/a

yes

n/a

TCR ASSOCIATES, L.P.

n/a

yes

n/a

TCR OFFSHORE ASSOCIATES, L.P.

n/a

yes

n/a

THREE CITIES ASSOCIATES, N.V.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Houston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 2, 2013

$105M

n/a

$105M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$105M

n/a