DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JEFFREY BART COHEN

Advisor at WELLS FARGO ADVISORS

WESTPORT, CT | Highland Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9c8cc2f-bee1-f3f0-1098-bf1fccba69fb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 18, 1993
First registration: Jun 1, 2001
Dual registered: yes, broker-dealer
Other names: JEFFREY COHEN
IAPD individual key: 2316077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 12, 2012	n/a	yes	WESTPORT, CT\|Highland Beach, FL\|WESTPORT, CT	Current employment
TRUHLAR FINANCIAL STRATEGIES, INC.	n/a	Sep 19, 2006	May 18, 2007	no	BOULDER, CO	Previous registration
OAKWOOD COUNSELORS INC	n/a	Mar 4, 2005	Aug 24, 2005	no	WESTPORT, CT	Previous registration
CAP ADVISORS LLC	Former SEC adviser	Jun 1, 2001	Jan 4, 2013	no	WESTPORT, CT\|WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAP ADVISORS LLC	OAKWOOD COUNSELORS INC	Jan 4, 2013	Mar 4, 2005	-2,863	Firm change after gap	Other
TRUHLAR FINANCIAL STRATEGIES, INC.	WELLS FARGO ADVISORS	May 18, 2007	Oct 12, 2012	1,974	Firm change after gap	Other
OAKWOOD COUNSELORS INC	TRUHLAR FINANCIAL STRATEGIES, INC.	Aug 24, 2005	Sep 19, 2006	391	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 12, 2012 to presentfactForm ADV
→ CAP ADVISORS LLCRegistered adviserregistration: previous registration
Jun 1, 2001 to Jan 4, 2013factForm ADV
→ TRUHLAR FINANCIAL STRATEGIES, INC.Registered adviserregistration: previous registration
Sep 19, 2006 to May 18, 2007factForm ADV
→ OAKWOOD COUNSELORS INCRegistered adviserregistration: previous registration
Mar 4, 2005 to Aug 24, 2005factForm ADV

Dated events

No dated event names this entity yet.