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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COMPREHENSIVE WEALTH MANAGEMENT

COMPREHENSIVE WEALTH MANAGEMENT, LLC, CRD 116958

LYNNWOOD, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ce7638-d6a0-8abc-e845-77df0db46319

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 0
Observed: Mar 27, 2012 to Mar 31, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $338MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $323M
Private client RAUM: $334MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $56.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,700
Individual clients: 270
High net worth clients: 108
Custody, client assets: $80.6M
SEC number: 801-69045
CRD: 116958
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MORGAN LEWIS ARFORD	n/a	LYNNWOOD, WA	18	25	n/a	no
BRIAN JOSEPH LOCKETT	Certified Financial Planner	LYNNWOOD, WA	18	24	1	no
KRIS ALAN MUHLESTEIN	n/a	LYNNWOOD, WA	17	17	n/a	no
JORDAN ALLEN TUCHEK	n/a	LYNNWOOD, WA	2	12	2	no
Sophie Thilenius	n/a	LYNNWOOD, WA	2	11	2	no
CHASE ALEXANDER FERDERER	n/a	LYNNWOOD, WA	2	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARFORD, MORGAN, LEWIS	CHIEF INVESTMENT OFFICER	Na	yes	06/2013	Mar 27, 2012	Sep 20, 2024
ARFORD, MORGAN, LEWIS	President	E	yes	01/2009	Mar 27, 2012	Sep 20, 2024
B&S LOCKETT, INC.	Member	D	yes	03/2009	Mar 27, 2012	Sep 20, 2024
FUPA, INC.	Member	D	yes	03/2009	Mar 27, 2012	Sep 20, 2024
LOCKETT, BRIAN, JOSEPH	President	D	yes	11/2006	Mar 27, 2012	Sep 20, 2024
LOCKETT, BRIAN, JOSEPH	VICE PRESIDENT	Na	yes	06/2013	Mar 27, 2012	Sep 20, 2024
LOCKETT, SHILO, MICHELLE	President	Na	yes	07/2014	Mar 27, 2012	Sep 20, 2024
LOCKETT, SHILO, MICHELLE	VICE PRESIDENT	D	yes	11/2006	Mar 27, 2012	Sep 20, 2024
YBARRA, CHRISTINA, A	CHIEF COMPLIANCE OFFICER	Na	yes	09/2012	Mar 27, 2013	Sep 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$338M	$323M	11	4	0	n/a	n/a
2024	Apr 30, 2025	$308M	$296M	12	4	0	n/a	n/a
2023	Mar 29, 2024	$299M	$288M	13	4	0	n/a	n/a
2022	Mar 31, 2023	$281M	$276M	12	4	0	n/a	n/a
2021	Mar 31, 2022	$329M	$324M	11	3	0	n/a	n/a
2020	Mar 31, 2021	$306M	$301M	11	3	0	n/a	n/a
2019	Mar 30, 2020	$242M	$237M	11	3	0	n/a	n/a
2018	Mar 29, 2019	$230M	$225M	11	3	0	n/a	n/a
2017	Mar 29, 2018	$259M	$253M	11	3	0	n/a	n/a
2016	Mar 30, 2017	$264M	$253M	11	3	n/a	n/a	n/a
2015	Feb 3, 2016	$269M	$183M	13	3	n/a	n/a	n/a
2014	Mar 30, 2015	$311M	$311M	13	2	n/a	n/a	n/a
2013	Mar 31, 2014	$330M	$330M	14	2	n/a	n/a	n/a
2012	Mar 27, 2013	$327M	$327M	14	3	n/a	n/a	n/a
2011	Mar 27, 2012	$294M	$294M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$338M	$308M	9.7%	$281M	6.4%	11	12	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INDEPENDENT FINANCIAL GROUP, LLC	2	Mar 11, 2024	Mar 11, 2024	LYNNWOOD, WA	Team lift out	Ibd to RIA	0.5%

Relationships

Registered with (7)

← CHASE ALEXANDER FERDERERAdvisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← JORDAN ALLEN TUCHEKAdvisorregistration: current employment
Mar 11, 2024 to presentfactForm ADV
← Sophie ThileniusAdvisorregistration: current employment
Mar 11, 2024 to presentfactForm ADV
← KRIS ALAN MUHLESTEINAdvisorregistration: current employment
Jul 13, 2009 to presentfactForm ADV
← BRIAN JOSEPH LOCKETTAdvisorregistration: current employment
Mar 28, 2008 to presentfactForm ADV
← MORGAN LEWIS ARFORDAdvisorregistration: current employment
Feb 1, 2008 to presentfactForm ADV
← MARCUS D KNAUSSAdvisorregistration: previous registration
Sep 10, 2020 to Jul 5, 2023factForm ADV

Controls (6)

← LOCKETT, BRIAN, JOSEPHOwnerPRESIDENT, ownership code D, individual
Mar 27, 2012 to Sep 20, 2024factForm ADV
← LOCKETT, SHILO, MICHELLEOwnerVICE PRESIDENT, ownership code D, individual
Mar 27, 2012 to Sep 20, 2024factForm ADV
← YBARRA, CHRISTINA, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2013 to Sep 20, 2024factForm ADV
← ARFORD, MORGAN, LEWISOwnerPRESIDENT, ownership code E, individual
Mar 27, 2012 to Sep 20, 2024factForm ADV
← B&S LOCKETT, INC.OwnerMEMBER, ownership code D, domestic entity
Mar 27, 2012 to Sep 20, 2024factForm ADV
← FUPA, INC.OwnerMEMBER, ownership code D, domestic entity
Mar 27, 2012 to Sep 20, 2024factForm ADV

Moved with (1)

← INDEPENDENT FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Mar 11, 2024 to Mar 11, 2024factForm ADV

Dated events

Occurred
Mar 11, 2024
Team lift-out
2 advisors left Independent Financial Group, LLC (Lynnwood, WA) for Comprehensive Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 5, 2023
Advisor changed firm
Marcus D Knauss left Comprehensive Wealth Management for Joslin Capital Advisors Llc (registered 2023-07-05)
Form ADVobserved 3 days ago
Occurred
Feb 3, 2016
Succession filed (Item 4)
Comprehensive Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9ce7638-d6a0-8abc-e845-77df0db46319
First observed: Mar 27, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPREHENSIVE WEALTH MANAGEMENT

COMPREHENSIVE WEALTH MANAGEMENT, LLC, CRD 116958

LYNNWOOD, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9ce7638-d6a0-8abc-e845-77df0db46319

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MORGAN LEWIS ARFORD

n/a

LYNNWOOD, WA

n/a

BRIAN JOSEPH LOCKETT

Certified Financial Planner

LYNNWOOD, WA

KRIS ALAN MUHLESTEIN

n/a

LYNNWOOD, WA

n/a

JORDAN ALLEN TUCHEK

n/a

LYNNWOOD, WA

Sophie Thilenius

n/a

LYNNWOOD, WA

CHASE ALEXANDER FERDERER

n/a

LYNNWOOD, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARFORD, MORGAN, LEWIS

CHIEF INVESTMENT OFFICER

yes

06/2013

Mar 27, 2012

Sep 20, 2024

ARFORD, MORGAN, LEWIS

President

yes

01/2009

Mar 27, 2012

Sep 20, 2024

B&S LOCKETT, INC.

Member

yes

03/2009

Mar 27, 2012

Sep 20, 2024

FUPA, INC.

Member

yes

03/2009

Mar 27, 2012

Sep 20, 2024

LOCKETT, BRIAN, JOSEPH

President

yes

11/2006

Mar 27, 2012

Sep 20, 2024

LOCKETT, BRIAN, JOSEPH

VICE PRESIDENT

yes

06/2013

Mar 27, 2012

Sep 20, 2024

LOCKETT, SHILO, MICHELLE

President

yes

07/2014

Mar 27, 2012

Sep 20, 2024

LOCKETT, SHILO, MICHELLE

VICE PRESIDENT

yes

11/2006

Mar 27, 2012

Sep 20, 2024

YBARRA, CHRISTINA, A

CHIEF COMPLIANCE OFFICER

yes

09/2012

Mar 27, 2013

Sep 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$338M

$323M

n/a

2024

Apr 30, 2025

$308M

$296M

n/a

2023

Mar 29, 2024

$299M

$288M

n/a

2022

Mar 31, 2023

$281M

$276M

n/a

2021

Mar 31, 2022

$329M

$324M

n/a

2020

Mar 31, 2021

$306M

$301M

n/a

2019

Mar 30, 2020

$242M

$237M

n/a

2018

Mar 29, 2019

$230M

$225M

n/a

2017

Mar 29, 2018

$259M

$253M

n/a

2016

Mar 30, 2017

$264M

$253M

n/a

2015

Feb 3, 2016

$269M

$183M

n/a

2014

Mar 30, 2015

$311M

n/a

2013

Mar 31, 2014

$330M

n/a

2012

Mar 27, 2013

$327M

n/a

2011

Mar 27, 2012

$294M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$338M

$308M

9.7%

$281M

6.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INDEPENDENT FINANCIAL GROUP, LLC

Mar 11, 2024

LYNNWOOD, WA

Team lift out

Ibd to RIA

0.5%