E••• T••• E•••

Advisor at S••••••••• C•••••• P••••••• L••

SCOTTSDALE, AZ | MESA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9d3cdea-fe84-4814-3e44-0c05d313988a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• P••••••• L••	State registered	Mar 20, 2023	n/a	yes	SCOTTSDALE, AZ\|MESA, AZ	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Jun 22, 2016	Dec 31, 2022	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	S••••••••• C•••••• P••••••• L••	Dec 31, 2022	Mar 20, 2023	79	Firm change	Other
S••••••• A•••••• G••••	C•••••••• W••••• M••••••••• L••	Feb 29, 2016	Jun 22, 2016

Relationships

Registered with (3)

→ S••••••••• C•••••• P••••••• L••Registered adviserregistration: current employment
Mar 20, 2023 to presentfactForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2016 to Dec 31, 2022factForm ADV
→ S••••••• A•••••• G••••Registered adviserregistration: previous registration
Mar 25, 2011 to Feb 29, 2016factForm ADV

Dated events

Occurred
Dec 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9d3cdea-fe84-4814-3e44-0c05d313988a
First observed: Mar 25, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.