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CRD 112853
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARGENTA PRIVATE CAPITAL LIMITED | Shareholder | C | yes | 06/2011 | Mar 20, 2012 | Mar 20, 2019 |
| COX, WILLIAM, DENNIS | Director | Na | yes | 07/2013 | Aug 1, 2013 | Mar 20, 2019 |
| HARRIS, ANTHONY, DAVID | CHIEF EXECUTIVE | Na | yes | 09/2012 | Mar 25, 2013 | Mar 20, 2019 |
| NEWTON, DAVID, ANDREW | EXECUTIVE DIRECTOR | D | yes | 12/1997 | Mar 20, 2012 | Mar 20, 2019 |
| ST. PAUL'S INVESTMENT LIMITED | Shareholder | D | yes | 07/1998 | Mar 20, 2012 | Mar 20, 2019 |
| Monksfield, David | NON-EXECUTIVE DIRECTOR | Na | no | 12/2015 | Jan 13, 2016 | Mar 20, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARGENTA PRIVATE CAPITAL LIMITED | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 20, 2019 | n/a | n/a | 3 | 3 | 1 | n/a | n/a |
| 2017 | Mar 20, 2018 | n/a | n/a | 4 | 3 | 1 | n/a | n/a |
| 2016 | Mar 29, 2017 | n/a | n/a | 4 | 3 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | n/a | n/a | 4 | 3 | n/a | n/a | n/a |
| 2014 | Apr 1, 2015 | n/a | n/a | 4 | 3 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | n/a | n/a | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | n/a | n/a | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 20, 2012 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | n/a | n/a | n/a | n/a | n/a | 3 | 4 | 1 | 1 |