DFX Intelligence
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Reading the graph
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Advisor at C••••••• P•••••••
SAMMAMISH, WA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Sep 20, 2011 | n/a | yes | OVERLAND PARK, KS|SAMMAMISH, WA | Current employment |
| A••••••• C•••••• W••••• M••••••• L•• | n/a | Mar 25, 2010 | Dec 31, 2011 | no | NAPLES, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• C•••••• W••••• M••••••• L•• | C••••••• P••••••• | Dec 31, 2011 | Sep 20, 2011 | -102 | Firm change after gap | Other |
| F•• W••••• M••••••••• L•• | A••••••• C•••••• W••••• M••••••• L•• | Mar 18, 2010 | Mar 25, 2010 |
| F•• W••••• M••••••••• L•• | n/a | May 15, 2009 | Mar 18, 2010 | no | NAPLES, FL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 10, 2002 | May 12, 2009 | no | NAPLES, FL|NAPLES, FL | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Sep 10, 2001 | Nov 12, 2002 | no | NAPLES, FL | Previous registration |
| 7 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | F•• W••••• M••••••••• L•• | May 12, 2009 | May 15, 2009 | 3 | Firm change | Other |
| S•••••••• A••••••• L•• | C•••••••• G••••• M•••••• I••• | Nov 12, 2002 | Dec 10, 2002 | 28 | Firm change | Other |