This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$24.4MItem 5.F on the latest filing (2018-10-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$24.4M

Private client RAUM

$24.3MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$24.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

33

Individual clients

28

SEC number

801-112942

CRD

293723

Filings on the tape

6

First filed

Mar 24, 2018

Latest filed

Oct 17, 2018

Organised

Limited Liability Company, New York

• Occurred

  Mar 24, 2018
  First Form ADV filing

  Prentice Investment Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d9e04f8f-1dd5-9541-ae0a-e98aeadd3bc0

First observed

Mar 24, 2018

Last observed

Oct 17, 2018 96 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.