DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Nov 22, 2017 | n/a | yes | BIRMINGHAM, AL | Current employment |
| S••••• A••••••• I••• | Bd affiliated wealth | Jun 30, 2016 | Nov 20, 2017 | no | BIRMINGHAM, AL|BIRMINGHAM, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• A••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Nov 20, 2017 | Nov 22, 2017 | 2 | Firm change | Other |
| S••••• A••• A•••• M••••••••• I••• | S••••• A••••••• I••• | Jun 30, 2016 | Jun 30, 2016 |
| S••••• A••• A•••• M••••••••• I••• | Former SEC adviser | Apr 22, 2005 | Jun 30, 2016 | no | BIRMINGHAM, AL | Previous registration |
| C••••••• A•••• M••••••••• I•• | n/a | Sep 28, 2004 | May 24, 2005 | no | BIRMINGHAM, AL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C••••••• A•••• M••••••••• I•• | S••••• A••• A•••• M••••••••• I••• | May 24, 2005 | Apr 22, 2005 | -32 | Firm change after gap | Other |