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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROBERTS, GLORE & CO.

CRD 109792

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9eae824-b607-858e-d17a-4a38ae036476

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Mar 5, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.18 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $938MItem 5.F on the latest filing (2026-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $686M
Private client RAUM: $727MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $188Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,158
Individual clients: 197
High net worth clients: 186
SEC number: 801-20667
CIK: 1017115
CRD: 109792
Filings on the tape: 26
First filed: Mar 12, 2012
Latest filed: Mar 5, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CLEMENS PETER CIUPKE	n/a	DEERFIELD, IL	29	37	n/a	no
JIM LANCE CALAWAY	n/a	DEERFIELD, IL	28	32	n/a	no
BYRON JENNINGS SMYTHE	n/a	DEERFIELD, IL	20	24	1	no
CHRISTOPHER JAMES CIUPKE	Certified Financial Planner	DEERFIELD, IL	18	22	1	no
Spencer Quentin Bleecker	n/a	DEERFIELD, IL	7	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALAWAY, JIM, LANCE	President	C	yes	10/1993	Mar 5, 2026	Mar 5, 2026
CIUPKE, CHRISTOPHER, JAMES	ASSISTANT VP	Na	yes	11/2013	Mar 5, 2026	Mar 5, 2026
CIUPKE, CLEMENS, PETER	Treasurer	D	yes	12/1989	Mar 5, 2026	Mar 5, 2026
SMYTHE, BYRON, JENNINGS	CHIEF COMPLIANCE OFFICER	A	yes	05/2007	Mar 5, 2026	Mar 5, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$938M	$686M	7	5	0	n/a	n/a
2024	Apr 2, 2025	$848M	$614M	7	5	0	n/a	n/a
2023	Mar 25, 2024	$790M	$574M	7	5	0	n/a	n/a
2022	Feb 22, 2023	$714M	$516M	7	5	0	n/a	n/a
2021	Feb 11, 2022	$868M	$616M	7	5	0	n/a	n/a
2020	Mar 3, 2021	$748M	$522M	7	5	0	n/a	n/a
2019	Feb 19, 2020	$695M	$496M	7	5	0	n/a	n/a
2018	Feb 22, 2019	$593M	$424M	7	5	0	n/a	n/a
2017	Feb 28, 2018	$618M	$441M	6	4	0	n/a	n/a
2016	Mar 8, 2017	$570M	$399M	6	4	n/a	n/a	n/a
2015	Mar 3, 2016	$451M	$395M	6	4	n/a	n/a	n/a
2014	Feb 24, 2015	$472M	$407M	6	4	n/a	n/a	n/a
2013	Feb 10, 2014	$451M	$380M	6	4	n/a	n/a	n/a
2012	Mar 6, 2013	$479M	$421M	7	4	n/a	n/a	n/a
2011	Mar 12, 2012	$460M	$403M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$938M	$848M	10.7%	$714M	9.5%	7	7	0	0

Relationships

Registered with (5)

← Spencer Quentin BleeckerAdvisorregistration: current employment
Oct 17, 2018 to presentfactForm ADV
← CHRISTOPHER JAMES CIUPKEAdvisorregistration: previous registration
Jul 7, 2006 to Oct 17, 2007factForm ADV
← BYRON JENNINGS SMYTHEAdvisorregistration: previous registration
Nov 14, 2002 to Oct 17, 2007factForm ADV
← JIM LANCE CALAWAYAdvisorregistration: current employment
Dec 20, 1997 to presentfactForm ADV
← CLEMENS PETER CIUPKEAdvisorregistration: current employment
Mar 26, 1997 to presentfactForm ADV

Controls (4)

← CIUPKE, CLEMENS, PETEROwnerTREASURER, ownership code D, individual
Mar 12, 2012 to Mar 25, 2024factForm ADV
← CALAWAY, JIM, LANCEOwnerPRESIDENT, ownership code C, individual
Mar 12, 2012 to Mar 25, 2024factForm ADV
← SMYTHE, BYRON, JENNINGSOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 12, 2012 to Mar 25, 2024factForm ADV
← CIUPKE, CHRISTOPHER, JAMESOwnerASSISTANT VP, ownership code NA, individual
Feb 24, 2015 to Mar 25, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9eae824-b607-858e-d17a-4a38ae036476
First observed: Mar 12, 2012
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERTS, GLORE & CO.

CRD 109792

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9eae824-b607-858e-d17a-4a38ae036476

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CLEMENS PETER CIUPKE

n/a

DEERFIELD, IL

n/a

JIM LANCE CALAWAY

n/a

DEERFIELD, IL

n/a

BYRON JENNINGS SMYTHE

n/a

DEERFIELD, IL

CHRISTOPHER JAMES CIUPKE

Certified Financial Planner

DEERFIELD, IL

Spencer Quentin Bleecker

n/a

DEERFIELD, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALAWAY, JIM, LANCE

President

yes

10/1993

Mar 5, 2026

CIUPKE, CHRISTOPHER, JAMES

ASSISTANT VP

yes

11/2013

Mar 5, 2026

CIUPKE, CLEMENS, PETER

Treasurer

yes

12/1989

Mar 5, 2026

SMYTHE, BYRON, JENNINGS

CHIEF COMPLIANCE OFFICER

yes

05/2007

Mar 5, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$938M

$686M

n/a

2024

Apr 2, 2025

$848M

$614M

n/a

2023

Mar 25, 2024

$790M

$574M

n/a

2022

Feb 22, 2023

$714M

$516M

n/a

2021

Feb 11, 2022

$868M

$616M

n/a

2020

Mar 3, 2021

$748M

$522M

n/a

2019

Feb 19, 2020

$695M

$496M

n/a

2018

Feb 22, 2019

$593M

$424M

n/a

2017

Feb 28, 2018

$618M

$441M

n/a

2016

Mar 8, 2017

$570M

$399M

n/a

2015

Mar 3, 2016

$451M

$395M

n/a

2014

Feb 24, 2015

$472M

$407M

n/a

2013

Feb 10, 2014

$451M

$380M

n/a

2012

Mar 6, 2013

$479M

$421M

n/a

2011

Mar 12, 2012

$460M

$403M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$938M

$848M

10.7%

$714M

9.5%