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Advisor at FISHER INVESTMENTS
ST AUGUSTINE, FL | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Jul 3, 2014 | n/a | yes | PLANO, TX|ST AUGUSTINE, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 21, 2012 | Jun 10, 2014 | no | SOUTH JORDAN, UT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 9, 2011 | Jul 19, 2012 | no | SALT LAKE CITY, UT | Previous registration |
| EDWARD JONES | National bd RIA | Jul 12, 2011 | Nov 11, 2011 | no | BOUNTIFUL, UT|BOUNTIFUL, UT|ST LOUIS, MO|BOUNTIFUL, UT|SANDY, UT|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | FISHER INVESTMENTS | Jun 10, 2014 | Jul 3, 2014 | 23 | Firm change | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jul 19, 2012 | Aug 21, 2012 | 33 | Firm change | Wirehouse to wirehouse |
| EDWARD JONES | WELLS FARGO ADVISORS | Nov 11, 2011 | Dec 9, 2011 | 28 | Firm change | Ibd to wirehouse |