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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHRISTOPHER LEE COX

Advisor at LPL FINANCIAL LLC

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9f37751-35ee-6122-3ab7-8ee1ca6bd5d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 23, 1998
First registration: May 17, 2001
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER COX|CHRIS COX
IAPD individual key: 2889383

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 24, 2025	n/a	yes	ROCKVILLE, MD	Current employment
MARYLAND FINANCIAL GROUP, INC.	Former SEC adviser	Dec 4, 2006	Jul 16, 2025	no	ROCKVILLE, MD\|ROCKVILLE, MD	Previous registration
FINANCIAL CONCEPTS UNLIMITED, INC.	Independent wealth	Jul 30, 2003	Feb 1, 2007	no	ROCKVILLE, MD	Previous registration
CITICORP INVESTMENT SERVICES	n/a	May 17, 2001	Apr 22, 2003	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARYLAND FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jul 16, 2025	Apr 24, 2025	-83	Firm change after gap	RIA to ibd
FINANCIAL CONCEPTS UNLIMITED, INC.	MARYLAND FINANCIAL GROUP, INC.	Feb 1, 2007	Dec 4, 2006	-59	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	FINANCIAL CONCEPTS UNLIMITED, INC.	Apr 22, 2003	Jul 30, 2003	99	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
122320:6413:MD:2025-07-16	Jul 16, 2025	Apr 24, 2025	ROCKVILLE, MD	Firm change after gap

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ MARYLAND FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Dec 4, 2006 to Jul 16, 2025factForm ADV
→ FINANCIAL CONCEPTS UNLIMITED, INC.Registered adviserregistration: previous registration
Jul 30, 2003 to Feb 1, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
May 17, 2001 to Apr 22, 2003factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
Christopher Lee Cox left Maryland Financial Group, Inc. for Lpl Financial Llc (registered 2025-04-24)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d9f37751-35ee-6122-3ab7-8ee1ca6bd5d3
First observed: May 17, 2001
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER LEE COX

Advisor at LPL FINANCIAL LLC

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d9f37751-35ee-6122-3ab7-8ee1ca6bd5d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 24, 2025

n/a

yes

ROCKVILLE, MD

Current employment

MARYLAND FINANCIAL GROUP, INC.

Former SEC adviser

Dec 4, 2006

Jul 16, 2025

ROCKVILLE, MD|ROCKVILLE, MD

Previous registration

FINANCIAL CONCEPTS UNLIMITED, INC.

Independent wealth

Jul 30, 2003

Feb 1, 2007

ROCKVILLE, MD

Previous registration

CITICORP INVESTMENT SERVICES

n/a

May 17, 2001

Apr 22, 2003

ROCKVILLE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MARYLAND FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

Jul 16, 2025

Apr 24, 2025

-83

Firm change after gap

RIA to ibd

FINANCIAL CONCEPTS UNLIMITED, INC.

MARYLAND FINANCIAL GROUP, INC.

Feb 1, 2007

Dec 4, 2006

-59

Firm change after gap

Other

CITICORP INVESTMENT SERVICES

FINANCIAL CONCEPTS UNLIMITED, INC.

Apr 22, 2003

Jul 30, 2003

Firm change

Other

Team

Left

Joined

From

Kind

122320:6413:MD:2025-07-16

Jul 16, 2025

Apr 24, 2025

ROCKVILLE, MD

Firm change after gap