DFX Intelligence

M••• P•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M••• P•••••• H•••

Advisor at L•• F•••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:da06095d-3dc6-6e51-7599-9b98c5bf2306

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2025	n/a	yes	FRISCO, TX	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Jul 1, 2022	May 1, 2025	no	SAN DIEGO, CA\|FRISCO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	L•• F•••••••• L••	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	A•••••• R••••••• C••••••	Jul 12, 2022	Jan 28, 2013

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2011 to Jul 12, 2022factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2022 to May 1, 2025factForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Jan 28, 2013 to Feb 28, 2020factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jul 12, 2022
A•••••• firm change
M••• P•••••• H••• left L•• F•••••••• L•• for A•••••• R••••••• C•••••• (registered 2013-01-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da06095d-3dc6-6e51-7599-9b98c5bf2306
First observed: Jun 3, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.