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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

JF INTERNATIONAL MANAGEMENT INC.

CRD 107081

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da12515d-0328-d492-3f87-2fbc3e3e641b

Data as of Jun 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 1
Observed: Nov 30, 2011 to Jun 21, 2019
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

JF International Management Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $472MItem 5.F on the latest filing (2019-06-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $472M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 56
Advisory employees: 44
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-41622
CRD: 107081
Filings on the tape: 40
First filed: Nov 30, 2011
Latest filed: Jun 21, 2019
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GMAG SPECIAL OPPORTUNITIES FUND LLC	Other Private Fund	$130M	Feb 23, 2017	4	Mar 28, 2013	dropped	021-178838
J.P. MORGAN ASIA EX-JAPAN FUND, LLC	Private Equity Fund	$81.4M	Mar 28, 2013	2	Feb 17, 2012	dropped	021-147941

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Chan, Edwin, Tsun Kay	DIRECTOR/MANAGING DIRECTOR	Na	yes	06/2016	Jun 29, 2016	Jun 21, 2019
EBRAHIM, AYAZ, HATIM	DIRECTOR/MANAGING DIRECTOR	Na	yes	02/2016	Mar 30, 2016	Jun 21, 2019
JPMORGAN ASSET MANAGEMENT (ASIA) INC.	Shareholder	E	yes	11/2000	Nov 30, 2011	Jun 21, 2019
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	Shareholder	E	yes	11/2000	Nov 30, 2011	Jun 21, 2019
JPMORGAN CHASE & CO.	Shareholder	E	yes	04/2017	Nov 30, 2011	Jun 21, 2019
JPMORGAN CHASE HOLDINGS LLC	100% SHAREHOLDER	E	yes	04/2017	May 25, 2017	Jun 21, 2019
SPELMAN, CHRISTOPHER, DAVID	DIRECTOR/MANAGING DIRECTOR	Na	yes	01/2015	Feb 23, 2015	Jun 21, 2019
Ho, Shaw, Yann	DIRECTOR/MANAGING DIRECTOR	Na	no	06/2018	Jul 20, 2018	Jun 21, 2019
SUNG, MURIEL, YERK KWAN	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR	Na	no	07/2018	Nov 30, 2011	Jun 21, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J.P. MORGAN INVESTMENT MANAGEMENT INC.	n/a	Asset manager	$3519B	N	yes	n/a
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	n/a	n/a	n/a	N	yes	n/a
J.P. MORGAN SECURITIES PLC	n/a	n/a	n/a	N	yes	n/a
JF ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
JPMORGAN ASSET MANAGEMENT REAL ASSETS (ASIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
JPMORGAN CHASE BANK, N.A.	n/a	n/a	n/a	N	yes	n/a
JPMORGAN DISTRIBUTION SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
JPMORGAN FUNDS (ASIA) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$472M	$472M	56	44	0	n/a	n/a
2017	Mar 29, 2018	$688M	$688M	58	49	0	n/a	n/a
2016	Mar 31, 2017	$1.7B	$1.7B	58	39	n/a	n/a	n/a
2015	Mar 30, 2016	$2.0B	$2.0B	53	34	n/a	1	$130M
2014	Mar 26, 2015	$1.5B	$1.5B	43	30	n/a	1	$101M
2013	Mar 31, 2014	$1.0B	$1.0B	48	38	n/a	1	$51.8M
2012	Mar 28, 2013	$1.0B	$1.0B	48	38	n/a	2	$90.4M
2011	Mar 30, 2012	$1.2B	$1.2B	n/a	n/a	n/a	1	$66.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$472M	$688M	-31.4%	$2.0B	-38.6%	56	58	0	0

Relationships

Affiliated with (1)

→ J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Owns (2)

← SUNG, MURIEL, YERK KWANOwnerCHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR, ownership code NA, individual
Nov 30, 2011 to presentfactForm ADV
← Ho, Shaw, YannOwnerDIRECTOR/MANAGING DIRECTOR, ownership code NA, individual
Jul 20, 2018 to presentfactForm ADV

Controls (5)

← SPELMAN, CHRISTOPHER, DAVIDOwnerDIRECTOR/MANAGING DIRECTOR, ownership code NA, individual
Feb 23, 2015 to presentfactForm ADV
← EBRAHIM, AYAZ, HATIMOwnerDIRECTOR/MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← Chan, Edwin, Tsun KayOwnerDIRECTOR/MANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2016 to presentfactForm ADV
← JPMORGAN ASSET MANAGEMENT (ASIA) INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 30, 2011 to presentfactForm ADV
← JPMORGAN CHASE & CO.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 30, 2011 to presentfactForm ADV

Advises (2)

→ GMAG SPECIAL OPPORTUNITIES FUND LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 28, 2013 to Feb 23, 2017factForm ADV
→ J.P. MORGAN ASIA EX-JAPAN FUND, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 17, 2012 to Mar 28, 2013factForm ADV

Dated events

Occurred
Jun 21, 2019
Control person left
James Simon Crinage (Director / Managing Director) no longer on Schedule A of Jf International Management Inc. (listed 2019-03-29, absent 2019-06-21)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Jf International Management Inc. reported RAUM $471.8M, down 31% from $687.6M (2019-02-22 to 2019-03-29)
Form ADVobserved 5 days ago
$-216M
Occurred
Feb 22, 2019
Control person left
Edward Richard Titherington (Director/Managing Director) no longer on Schedule A of Jf International Management Inc. (listed 2018-07-20, absent 2019-02-22)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Jf International Management Inc. reported RAUM $687.6M, down 61% from $1.7B (2018-03-06 to 2018-03-29)
Form ADVobserved 5 days ago
$-1.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da12515d-0328-d492-3f87-2fbc3e3e641b
First observed: Nov 30, 2011
Last observed: Jun 21, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JF INTERNATIONAL MANAGEMENT INC.

CRD 107081

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da12515d-0328-d492-3f87-2fbc3e3e641b

Data as of Jun 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:49 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GMAG SPECIAL OPPORTUNITIES FUND LLC

Other Private Fund

$130M

Feb 23, 2017

Mar 28, 2013

dropped

021-178838

J.P. MORGAN ASIA EX-JAPAN FUND, LLC

Private Equity Fund

$81.4M

Mar 28, 2013

Feb 17, 2012

dropped

021-147941

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Chan, Edwin, Tsun Kay

DIRECTOR/MANAGING DIRECTOR

yes

06/2016

Jun 29, 2016

Jun 21, 2019

EBRAHIM, AYAZ, HATIM

DIRECTOR/MANAGING DIRECTOR

yes

02/2016

Mar 30, 2016

Jun 21, 2019

JPMORGAN ASSET MANAGEMENT (ASIA) INC.

Shareholder

yes

11/2000

Nov 30, 2011

Jun 21, 2019

JPMORGAN ASSET MANAGEMENT HOLDINGS INC.

Shareholder

yes

11/2000

Nov 30, 2011

Jun 21, 2019

JPMORGAN CHASE & CO.

Shareholder

yes

04/2017

Nov 30, 2011

Jun 21, 2019

JPMORGAN CHASE HOLDINGS LLC

100% SHAREHOLDER

yes

04/2017

May 25, 2017

Jun 21, 2019

SPELMAN, CHRISTOPHER, DAVID

DIRECTOR/MANAGING DIRECTOR

yes

01/2015

Feb 23, 2015

Jun 21, 2019

Ho, Shaw, Yann

DIRECTOR/MANAGING DIRECTOR

06/2018

Jul 20, 2018

Jun 21, 2019

SUNG, MURIEL, YERK KWAN

CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR

07/2018

Nov 30, 2011

Jun 21, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

J.P. MORGAN INVESTMENT MANAGEMENT INC.

n/a

Asset manager

$3519B

yes

n/a

J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED

n/a

yes

n/a

J.P. MORGAN SECURITIES PLC

n/a

yes

n/a

JF ASSET MANAGEMENT LIMITED

n/a

yes

n/a

JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED

n/a

yes

n/a

JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED

n/a

yes

n/a

JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED

n/a

yes

n/a

JPMORGAN ASSET MANAGEMENT REAL ASSETS (ASIA) LIMITED

n/a

yes

n/a

JPMORGAN CHASE BANK, N.A.

n/a

yes

n/a

JPMORGAN DISTRIBUTION SERVICES, INC.

n/a

yes

n/a

JPMORGAN FUNDS (ASIA) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$472M

n/a

2017

Mar 29, 2018

$688M

n/a

2016

Mar 31, 2017

$1.7B

n/a

2015

Mar 30, 2016

$2.0B

n/a

$130M

2014

Mar 26, 2015

$1.5B

n/a

$101M

2013

Mar 31, 2014

$1.0B

n/a

$51.8M

2012

Mar 28, 2013

$1.0B

n/a

$90.4M

2011

Mar 30, 2012

$1.2B

n/a

$66.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$472M

$688M

-31.4%

$2.0B

-38.6%