DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FOUR CAPITAL PARTNERS LIMITED

CRD 157480

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da15cbdd-2c18-7110-7e9f-36e3647a66d8

Data as of Dec 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2011 to Dec 24, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2013-12-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 14
Accounts: 15
SEC number: 801-72444
CRD: 157480
Filings on the tape: 5
First filed: Dec 8, 2011
Latest filed: Dec 24, 2013
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARROLL, THOMAS, JOSEPH	Director	B	yes	11/2006	Dec 8, 2011	Dec 24, 2013
DUNNE, DERRICK, WILLIAM	Director	B	yes	11/2006	Dec 8, 2011	Dec 24, 2013
EVANS, VALERIE, JEAN	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	01/2011	Dec 8, 2011	Dec 24, 2013
RODGERS, CHRISTOPHER, NEVIN	Director	B	yes	11/2006	Dec 8, 2011	Dec 24, 2013
SANLAM LIMITED	Owner	E	yes	12/2000	Dec 8, 2011	Dec 24, 2013
SANLAM NETHERLANDS HOLDINGS BV	Owner	C	yes	02/2010	Dec 8, 2011	Dec 24, 2013
WILLIAMS, EDWARD, JOHN	Director	B	yes	11/2006	Dec 8, 2011	Dec 24, 2013
FUSCHILLO, DINO	Director	Na	no	09/2009	Dec 8, 2011	Dec 24, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANLAM ASSET MANAGEMENT IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Dec 24, 2013	$1.8B	$1.8B	23	14	n/a	n/a	n/a
2012	Dec 7, 2012	$1.5B	$1.5B	19	12	n/a	n/a	n/a
2011	Dec 8, 2011	$150M	$150M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.8B	$1.5B	22.9%	n/a	n/a	23	19	n/a	n/a

Relationships

Controls (7)

← RODGERS, CHRISTOPHER, NEVINOwnerDIRECTOR, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← CARROLL, THOMAS, JOSEPHOwnerDIRECTOR, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← WILLIAMS, EDWARD, JOHNOwnerDIRECTOR, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← DUNNE, DERRICK, WILLIAMOwnerDIRECTOR, ownership code B, individual
Dec 8, 2011 to presentfactForm ADV
← EVANS, VALERIE, JEANOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 8, 2011 to presentfactForm ADV
← SANLAM LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 8, 2011 to presentfactForm ADV
← SANLAM NETHERLANDS HOLDINGS BVOwnerOWNER, ownership code C, foreign entity
Dec 8, 2011 to presentfactForm ADV

Owns (1)

← FUSCHILLO, DINOOwnerDIRECTOR, ownership code NA, individual
Dec 8, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da15cbdd-2c18-7110-7e9f-36e3647a66d8
First observed: Dec 8, 2011
Last observed: Dec 24, 2013 155 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUR CAPITAL PARTNERS LIMITED

CRD 157480

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da15cbdd-2c18-7110-7e9f-36e3647a66d8

Data as of Dec 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARROLL, THOMAS, JOSEPH

Director

yes

11/2006

Dec 8, 2011

Dec 24, 2013

DUNNE, DERRICK, WILLIAM

Director

yes

11/2006

Dec 8, 2011

Dec 24, 2013

EVANS, VALERIE, JEAN

CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER

yes

01/2011

Dec 8, 2011

Dec 24, 2013

RODGERS, CHRISTOPHER, NEVIN

Director

yes

11/2006

Dec 8, 2011

Dec 24, 2013

SANLAM LIMITED

Owner

yes

12/2000

Dec 8, 2011

Dec 24, 2013

SANLAM NETHERLANDS HOLDINGS BV

Owner

yes

02/2010

Dec 8, 2011

Dec 24, 2013

WILLIAMS, EDWARD, JOHN

Director

yes

11/2006

Dec 8, 2011

Dec 24, 2013

FUSCHILLO, DINO

Director

09/2009

Dec 8, 2011

Dec 24, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANLAM ASSET MANAGEMENT IRELAND LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Dec 24, 2013

$1.8B

n/a

2012

Dec 7, 2012

$1.5B

n/a

2011

Dec 8, 2011

$150M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.8B

$1.5B

22.9%

n/a