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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FIRST AMERICAN ASSET ADVISORY, LLC

FIRST AMERICAN ASSET ADVISORY, LLC., CRD 282254

GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da1d6433-37e4-7122-00eb-ce630e915ac7

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2022 to Mar 31, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $192MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $192MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $38.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 266
Individual clients: 0
High net worth clients: 266
SEC number: 801-126067
CRD: 282254
Filings on the tape: 9
First filed: Jun 10, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: firstaaa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL JOHN FINNAN	n/a	GARDEN CITY, NY	7	33	n/a	yes
PAUL JOHN METZ	n/a	GARDEN CITY, NY	7	32	1	yes
JEFFREY LEW	n/a	GARDEN CITY, NY	7	26	n/a	no
alfred robert diloreto	n/a	GARDEN CITY, NY	5	12	n/a	yes
RAYMOND ANTHONY SCHWABE	n/a	GARDEN CITY, NY	3	29	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FINNAN, MICHAEL, JOHN	CHIEF COMPLIANCE OFFICER & CEO	D	yes	01/2019	Jun 10, 2022	Mar 29, 2024
METZ, PAUL, JOHN	President	D	yes	09/2015	Jun 10, 2022	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORGAN WILSHIRE SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$192M	$0	8	6	n/a	n/a
2024	Mar 31, 2025	$140M	$0	5	5	n/a	n/a
2023	Mar 29, 2024	$99.7M	$0	6	6	n/a	n/a
2022	Mar 29, 2023	$81.4M	$0	6	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$192M	$140M	36.8%	$81.4M	33.1%	8	5	0	0

Relationships

Registered with (6)

← RAYMOND ANTHONY SCHWABEAdvisorregistration: current employment
Aug 17, 2023 to presentfactForm ADV
← alfred robert diloretoAdvisorregistration: current employment
Aug 23, 2021 to presentfactForm ADV
← JEFFREY LEWAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← MICHAEL JOHN FINNANAdvisorregistration: current employment
Jan 17, 2019 to presentfactForm ADV
← PAUL JOHN METZAdvisorregistration: previous registration
Aug 8, 2018 to Dec 31, 2018factForm ADV
← AALON ROSEAdvisorregistration: previous registration
Aug 5, 2021 to Aug 13, 2026factForm ADV

Controls (2)

← FINNAN, MICHAEL, JOHNOwnerCHIEF COMPLIANCE OFFICER & CEO, ownership code D, individual
Jun 10, 2022 to Mar 29, 2024factForm ADV
← METZ, PAUL, JOHNOwnerPRESIDENT, ownership code D, individual
Jun 10, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
Aug 13, 2026
Advisor changed firm
Aalon Rose left First American Asset Advisory, Llc for Weathervane Asset Management Llc (registered 2026-07-22)
Form ADVobserved 4 days ago
Occurred
Jun 10, 2022
First Form ADV filing
First American Asset Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da1d6433-37e4-7122-00eb-ce630e915ac7
First observed: Jun 10, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST AMERICAN ASSET ADVISORY, LLC

FIRST AMERICAN ASSET ADVISORY, LLC., CRD 282254

GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da1d6433-37e4-7122-00eb-ce630e915ac7

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL JOHN FINNAN

n/a

GARDEN CITY, NY

n/a

yes

PAUL JOHN METZ

n/a

GARDEN CITY, NY

yes

JEFFREY LEW

n/a

GARDEN CITY, NY

n/a

alfred robert diloreto

n/a

GARDEN CITY, NY

n/a

yes

RAYMOND ANTHONY SCHWABE

n/a

GARDEN CITY, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FINNAN, MICHAEL, JOHN

CHIEF COMPLIANCE OFFICER & CEO

yes

01/2019

Jun 10, 2022

Mar 29, 2024

METZ, PAUL, JOHN

President

yes

09/2015

Jun 10, 2022

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORGAN WILSHIRE SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$192M

n/a

2024

Mar 31, 2025

$140M

n/a

2023

Mar 29, 2024

$99.7M

n/a

2022

Mar 29, 2023

$81.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$192M

$140M

36.8%

$81.4M

33.1%