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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TSW WEALTH MANAGEMENT

WELLS FINANCIAL ADVISORS, INC., CRD 125209

FRAMINGHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da21b2a8-b4cd-41ee-d4e1-e74203fabaad

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 24, 2019 to Mar 24, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $279MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $279MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $140Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 425
Individual clients: 57
High net worth clients: 75
Custody, client assets: $36.0M
SEC number: 801-116680
CIK: 1844454
CRD: 125209
Filings on the tape: 18
First filed: Apr 24, 2019
Latest filed: Mar 24, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TERRY BRADLEY WELLS	Certified Financial Planner\|Chartered Financial Consultant	FRAMINGHAM, MA	30	35	1	yes
SARAH ANN WELLS	Certified Financial Planner	FRAMINGHAM, MA	13	14	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLS, TERRY, BRADLEY	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	yes	08/1996	Apr 24, 2019	Mar 28, 2024
WELLS, SARAH, ANN	Principal	A	no	03/2015	Apr 24, 2019	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$279M	$279M	5	2	2	n/a	n/a
2024	Mar 20, 2025	$249M	$249M	5	2	0	n/a	n/a
2023	Mar 26, 2024	$223M	$223M	5	2	0	n/a	n/a
2022	Mar 20, 2023	$203M	$203M	5	2	0	n/a	n/a
2021	Mar 23, 2022	$234M	$234M	6	2	0	n/a	n/a
2020	Mar 23, 2021	$204M	$204M	5	2	0	n/a	n/a
2019	Mar 24, 2020	$180M	$180M	5	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$279M	$249M	12.3%	$203M	11.1%	5	5	2	0

Relationships

Registered with (3)

← SARAH ANN WELLSAdvisorregistration: current employment
Jul 24, 2013 to presentfactForm ADV
← TERRY BRADLEY WELLSAdvisorregistration: current employment
Sep 5, 1996 to presentfactForm ADV
← SARAH MARGARET DUNWORTHAdvisorregistration: previous registration
Apr 5, 2022 to May 7, 2024factForm ADV

Controls (1)

← WELLS, TERRY, BRADLEYOwnerMANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 24, 2019 to Mar 28, 2024factForm ADV

Owns (1)

← WELLS, SARAH, ANNOwnerPRINCIPAL, ownership code A, individual
Apr 24, 2019 to Mar 28, 2024factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Sarah Margaret Dunworth left Tsw Wealth Management for Lpl Financial Llc (registered 2024-12-24)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2019
First Form ADV filing
Wells Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da21b2a8-b4cd-41ee-d4e1-e74203fabaad
First observed: Apr 24, 2019
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TSW WEALTH MANAGEMENT

WELLS FINANCIAL ADVISORS, INC., CRD 125209

FRAMINGHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da21b2a8-b4cd-41ee-d4e1-e74203fabaad

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TERRY BRADLEY WELLS

Certified Financial Planner|Chartered Financial Consultant

FRAMINGHAM, MA

yes

SARAH ANN WELLS

Certified Financial Planner

FRAMINGHAM, MA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLS, TERRY, BRADLEY

MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

08/1996

Apr 24, 2019

Mar 28, 2024

WELLS, SARAH, ANN

Principal

03/2015

Apr 24, 2019

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$279M

n/a

2024

Mar 20, 2025

$249M

n/a

2023

Mar 26, 2024

$223M

n/a

2022

Mar 20, 2023

$203M

n/a

2021

Mar 23, 2022

$234M

n/a

2020

Mar 23, 2021

$204M

n/a

2019

Mar 24, 2020

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$279M

$249M

12.3%

$203M

11.1%