DFX Intelligence

J••••• J• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••••• J• N••••

Advisor at R••••••••• C•••••• M•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	May 23, 2025	n/a	yes	Rochester, NY	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	May 23, 2025	n/a	yes	ROCHESTER, NY\|Chicago, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• R•••• • C••• I•••	R••••••••• C•••••• M•••••••••	May 23, 2025	May 23, 2025	0	Firm change	RIA to ibd
W•••• F•••• A•••••••	S•••• R•••• • C••• I•••	Sep 2, 2004	Mar 20, 2009

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ S•••• R•••• • C••• I•••Registered adviserregistration: previous registration
Mar 20, 2009 to May 23, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
23 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 17, 2004
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.