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W•••• F•••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserwirehouseSEC registeredRAUM over $100B

W•••• F•••• A•••••••

W•••• F•••• A••••••• F•••••••• N••••••• L••, CRD 11025

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b681be63-6032-4486-5e76-62c2f3126347

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7,309
Dated events: 40
On other graphs: 4
Observed: Nov 28, 2011 to Sep 2, 2026
220 observations

Right now

6 signals name this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Fresno, CA) for W•••• F•••• A••••••• a day apart

Dated 2026-08-25 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

W•••• F•••• A••••••• · destination firm

Advisor Recruiting IntelligenceAug 25, 2026 · seen 7 days ago

#2NewDerived metricAdvisor Recruiting Intelligence

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W•••• F•••• A••••••• F•••••••• N••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

W•••• F•••• A••••••• F•••••••• N••••••• L••

Intermediary · shared crd

Private Equityidentity

W•••• F•••• A••••••• F•••••••• N••••••• L••

Intermediary · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: wirehousederivedcurated wirehouse list
Regulatory AUM: $252BItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $192B
Private client RAUM: $234BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4,134
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 4,156

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• K••••• S••••••	n/a	RANCHO SANTA FE, CA	29	35	n/a	yes
S•••• R•••••• G••••	n/a	FLAGLER BEACH, FL \| LITTLETON, CO	27

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• J•••• J•	BOARD OF MANAGERS	Na	yes	05/2024	Jun 20, 2024	Dec 17, 2024
E••••• C•••••• C•••••••••	SHARE HOLDER	E	yes	08/2010	Nov 28, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••• F•••• C••••••• S•••••••• L••	n/a	Wirehouse	$671B	Y	no	Mo
W•••• F•••• I••••••••• I••••••••• I•••	n/a	B•••_AFFILIATED_WEALTH	$43B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	96	yes
Reno	Nv	United States	80	yes
Bethesda	Md	United States	56	yes
PALM BEACH GARDENS	FL	United States	34	yes
Beachwood	Oh

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 20

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
244	179	65	4.3%	59	32	0	510	489

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$252B	$197B	27.8%	$103B	34.7%	4,047	3,658	1,338	1,197

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 305

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• L••	7	Aug 5, 2026	Jul 28, 2026	LEBANON, NH	Team lift out	Wirehouse to ibd	0.2%
P••••••• F•••••••• S•••••••• I•••	2	Jul 27, 2026

Teams in

teams that arrived here from one firm together; showing 20 of 598

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Sep 18, 2026	Sep 18, 2026	CHARLEVOIX, MI	Channel change	Wirehouse to wirehouse	0.0%
W•••• F•••• A•••••••	2	Sep 14, 2026

Relationships

showing 80 of 7,309

Registered with (77)

← SUSAN ELIZABETH MCLAINAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← K•••• GANDYAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← J••• BARNARDAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← JASON Elijah CALDWELL

Dated events

13 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 7, 2026
Advisor changed firm
Aaron C Wrigley left W•••• F•••• A••••••• for Benjamin F. Edwards & Company, Incorporated (registered 2026-08-25)
Form ADVobserved 7 days ago
Occurred
Sep 3, 2026
Advisor changed firm
Kinsey Adair Parker left W•••• F•••• A••••••• for Ameriprise Financial Services, LLC (registered 2026-09-14)
Form ADVobserved 6 days ago
Occurred
Sep 2, 2026
Team lift-out
2 advisors left J••• M••••• S••••••••• L•• (East Meadow, NY) for W•••• F•••• A••••••• on the same day
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b681be63-6032-4486-5e76-62c2f3126347
First observed: Nov 28, 2011
Last observed: Sep 2, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 7, 2026	$252B	$192B	4,047	2,366	1,338	n/a	n/a
2024	Apr 17, 2025	$197B	$149B	3,658	2,274	1,197	n/a	n/a
2023	Mar 28, 2024	$154B	$115B	3,227	1,978	866	n/a	n/a
2022	Mar 30, 2023	$103B	$77B	2,705	1,730	866	n/a	n/a
2021	Mar 30, 2022	$103B	$76B	2,135	894	675	n/a	n/a
2020	Mar 30, 2021	$80B	$61B	2,028	1,261	714	n/a	n/a
2019	Mar 27, 2020	$65B	$49B	2,045	1,211	714	n/a	n/a
2018	Mar 27, 2019	$48B	$35B	1,978	1,211	721	n/a	n/a
2017	Mar 27, 2018	$49B	$34B	1,997	1,227	729	n/a	n/a
2016	Mar 24, 2017	$43B	$29B	2,061	1,273	n/a	n/a	n/a
2015	Mar 28, 2016	$38B	$25B	1,998	1,213	n/a	n/a	n/a
2014	Mar 25, 2015	$38B	$24B	1,892	1,142	n/a	n/a	n/a
2013	Mar 28, 2014	$32B	$20B	1,812	1,318	n/a	n/a	n/a
2012	Mar 26, 2013	$25B	$15B	1,740	1,072	n/a	n/a	n/a
2011	Mar 29, 2012	$20B	$12B	n/a	n/a	n/a	n/a	n/a

Data Factory

W•••• F•••• A•••••••

4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Fresno, CA) for W•••• F•••• A••••••• a day apart

2 advisors left J••• M••••• S••••••••• L•• (East Meadow, NY) for W•••• F•••• A••••••• on the same day

7 advisors left W•••• F•••• A••••••• (Lebanon, NH) for C••• L•• on the same day

3 advisors left W•••• F•••• A••••••• (Little Rock, AR) for L•• F•••••••• L•• on the same day

2 advisors left W•••• F•••• A••••••• (Boerne, TX) for P••••••• F•••••••• S•••••••• I••• within 3 days

3 advisors left L•• F•••••••• L•• (Hattiesburg, MS) for W•••• F•••• A••••••• on the same day