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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist38 years in industry

DAVID LAHMER DUNN

Advisor at THE FIDUCIARY ALLIANCE

GREENVILLE, SC | BELLEVUE, WA

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Search this name across graphsid dfx:ria:da34ecee-9108-9f9f-9ae0-66e1a72b15d0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 10, 1989 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE FIDUCIARY ALLIANCE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S63|S65
First exam: Sep 7, 1988
First registration: Apr 10, 1989
Dual registered: no
IAPD individual key: 1858090

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE FIDUCIARY ALLIANCE	Independent wealth	May 23, 2025	n/a	yes	BELLEVUE, WA\|GREENVILLE, SC	Current employment
CAPITAL PLANNING, LLC	Independent wealth	Jan 22, 2014	May 27, 2025	no	BELLEVUE, WA\|BELLEVUE, WA\|KIRKLAND, WA\|BELLEVUE, WA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 24, 1999	Dec 31, 2008	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
CAPITAL PLANNING CORP	Former SEC adviser	Apr 10, 1989	Jan 27, 2014	no	BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL PLANNING, LLC	THE FIDUCIARY ALLIANCE	May 27, 2025	May 23, 2025	-4	Firm change	RIA to RIA
CAPITAL PLANNING CORP	CETERA ADVISOR NETWORKS LLC	Jan 27, 2014	May 24, 1999	-5,362	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	CAPITAL PLANNING, LLC	Dec 31, 2008	Jan 22, 2014	1,848	Firm change after gap	Other

Relationships

Registered with (4)

→ THE FIDUCIARY ALLIANCERegistered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ CAPITAL PLANNING, LLCRegistered adviserregistration: previous registration
Jan 22, 2014 to May 27, 2025factForm ADV
→ CAPITAL PLANNING CORPRegistered adviserregistration: previous registration
Apr 10, 1989 to Jan 27, 2014factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 24, 1999 to Dec 31, 2008factForm ADV

Dated events

Occurred
May 27, 2025
Advisor changed firm
David Lahmer Dunn left Capital Planning, Llc for The Fiduciary Alliance (registered 2025-05-23)
Form ADVobserved 4 days ago