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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

Denise Halford Holder

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Indianapolis, IN

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Search this name across graphsid dfx:ria:da3cfcbc-7eef-6451-4649-09c6065a078e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 30, 1993
First registration: Dec 30, 1998
Dual registered: yes, broker-dealer
Other names: DENISE HOLDER|DENISE HALFORD HENDRIX|DENISE HALFORD HENDRIX|DENISE H HENDRIX|DENISE H HOLDER|Denise Halford Holderq
IAPD individual key: 2314602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 23, 2020	n/a	yes	Indianapolis, IN\|Indianapolis, IN	Current employment
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	Apr 23, 2020	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Apr 16, 2008	Aug 11, 2015	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Apr 21, 2008	no	INDIANAPOLIS, IN	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 30, 1998	Jan 1, 2008	no	INDIANPOLIS, IN\|ST. LOUIS, MO\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANCTUARY ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 23, 2020	Apr 23, 2020	0	Firm change	Ibd to ibd
DAVID A. NOYES & COMPANY	SANCTUARY ADVISORS, LLC	Aug 11, 2015	Aug 11, 2015	0	Firm change	Other
WELLS FARGO ADVISORS	DAVID A. NOYES & COMPANY	Apr 21, 2008	Apr 16, 2008	-5	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
226606:149018:IL:2020-04-23	Apr 23, 2020	Apr 23, 2020	CHICAGO, IL	Firm change
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 23, 2020 to presentfactForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Apr 23, 2020factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Apr 16, 2008 to Aug 11, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Apr 21, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 30, 1998 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.