G••• G•••••••

Advisor at C•••••••• F••••••••• I•••

O'FALLON, IL | St. Louis, MO

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Search this name across graphsid dfx:ria:da3d94e5-8f51-fcf4-ec8c-f4a29b4dbd39

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• F••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 25derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• F••••••••• I•••	Bd affiliated wealth	Jun 11, 2001	n/a	yes	St. Louis, MO\|O'FALLON, IL	Current employment
F•••••••• • T•• S••••••••• I•••	n/a	Jun 5, 1997	Dec 31, 2006	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• • T•• S••••••••• I•••	C•••••••• F••••••••• I•••	Dec 31, 2006	Jun 11, 2001	-2,029	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••• F••••••••• I•••Registered adviserregistration: current employment
Jun 11, 2001 to presentfactForm ADV
→ F•••••••• • T•• S••••••••• I•••Registered adviserregistration: previous registration
Jun 5, 1997 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da3d94e5-8f51-fcf4-ec8c-f4a29b4dbd39
First observed: Jun 5, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.