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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

HOWARD AARON RUDOLPH

Advisor at J.P. MORGAN SECURITIES LLC

Columbus, OH | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da3ed3f2-2e1b-38c3-0622-dc37669494ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 26, 2006
First registration: Mar 17, 2009
Dual registered: yes, broker-dealer
Other names: HOWARD ACRON RUDOLPH
IAPD individual key: 5125454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 25, 2016	n/a	yes	Columbus, OH\|New York, NY	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 20, 2016	Oct 12, 2016	no	ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 1, 2011	Oct 12, 2016	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 17, 2009	Jun 6, 2011	no	ARLINGTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Oct 12, 2016	Sep 20, 2016	-22	Firm change	Other
TRUIST ADVISORY SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Oct 12, 2016	Oct 25, 2016	13	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	SUNTRUST INVESTMENT SERVICES, INC.	Jun 6, 2011	Jun 1, 2011	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17499:283390:GA:2016-10-12	Oct 12, 2016	Sep 20, 2016	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 25, 2016 to presentfactForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 1, 2011 to Oct 12, 2016factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 20, 2016 to Oct 12, 2016factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 17, 2009 to Jun 6, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da3ed3f2-2e1b-38c3-0622-dc37669494ee
First observed: Mar 17, 2009
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOWARD AARON RUDOLPH

Advisor at J.P. MORGAN SECURITIES LLC

Columbus, OH | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da3ed3f2-2e1b-38c3-0622-dc37669494ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Oct 25, 2016

n/a

yes

Columbus, OH|New York, NY

Current employment

TRUIST ADVISORY SERVICES, INC.

Bd affiliated wealth

Sep 20, 2016

Oct 12, 2016

ATLANTA, GA

Previous registration

SUNTRUST INVESTMENT SERVICES, INC.

Former SEC adviser

Jun 1, 2011

Oct 12, 2016

ATLANTA, GA|ATLANTA, GA|ATLANTA, GA

Previous registration

E*TRADE CAPITAL MANAGEMENT, LLC

Former SEC adviser

Mar 17, 2009

Jun 6, 2011

ARLINGTON, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SUNTRUST INVESTMENT SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

Oct 12, 2016

Sep 20, 2016

-22

Firm change

Other

TRUIST ADVISORY SERVICES, INC.

J.P. MORGAN SECURITIES LLC

Oct 12, 2016

Oct 25, 2016

Firm change

Other

E*TRADE CAPITAL MANAGEMENT, LLC

SUNTRUST INVESTMENT SERVICES, INC.

Jun 6, 2011

Jun 1, 2011

-5

Firm change

Other

Team

Left

Joined

From

Kind

17499:283390:GA:2016-10-12

Oct 12, 2016

Sep 20, 2016

ATLANTA, GA

Firm change