DFX Intelligence

F•••••••• F••••• O•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• F••••• O•••••• L••

CRD 326990

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 1
Observed: May 26, 2023 to Mar 11, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F•••••••• F••••• O•••••• L••

Family office · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $748M••• Locked
Discretionary RAUM: $625M
Private client RAUM: $725Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $374Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• T••••• L••••••••• M••••••	Certified Financial Planner	BOCA RATON, FL	3	23	4	no
K••••••• A••• G••••	Certified Financial Planner	Boca Raton, FL	3	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• K•••••••• A•••	MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	D	yes	05/2023	May 26, 2023	May 1, 2024
M••••••• T••••••• T••••• L•••••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	05/2023	May 26, 2023	May 1, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$748M	$696M	7.4%	n/a	n/a	3	3	0	1

Relationships

Registered with (3)

← K••••••• A••• G••••Advisorregistration: current employment
Aug 8, 2023 to presentfactForm ADV
← T•••••• T••••• L••••••••• M••••••Advisorregistration: current employment
Jul 21, 2023 to presentfactForm ADV
← A•••••• J••••• L••••••Advisorregistration: previous registration
May 30, 2024 to Jun 24, 2024factForm ADV

Controls (2)

Dated events

Order

Occurred
24 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Jan 2024
Regulatory AUM changed
••• Locked
Form ADV
$158M
Occurred
26 May 2023
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 26, 2023
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.