DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• F••••• O•••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 26, 2023 · 9 filings
SEC status approved since Jun 26, 2023
RAUM
$748M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
97%
$725M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$374M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$748M as of Mar 11, 2026
Jan 19, 2024$610M then
HNW client RAUM$725M as of Mar 11, 2026
Jan 19, 2024$590M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Jan 19, 20243 then
Employees (5.A)3 as of Mar 11, 2026
Jan 19, 20243 then
Private funds: no history
RAUM +7.4% over the last fiscal yearIARs 3 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $374MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.8MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $265M, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$725M97%
- Charitable organizations$23.0M3.1%
- Individual clients
- 0reported
- HNW clients
- 46reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 624reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $265M for 46 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• T••••• L••••••••• M••••••Certified Financial Planner | Boca Raton, Fl | Jul 21, 2023 | 23 y | 4 |
| K••••••• A••• G••••Certified Financial Planner | Boca Raton, Fl | Aug 8, 2023 | 30 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A•••••• J••••• L•••••• to Q• A•••••••• L••Jun 24, 2024 · Other
Joined, latest
- A•••••• J••••• L•••••• from E•••••• P••••• F••••• O•••••May 30, 2024 · RIA to RIA
- K••••••• A••• G•••• from U••••• C•••••• F•••••••• A•••••••Aug 8, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- T•••••• T••••• L••••••••• M•••••• from U••••• C•••••• F•••••••• A•••••••Jul 21, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• K•••••••• A••• · Managing Member And Chief Executive Officercontrolsince 05/2023 · owns 50% to 75%
- M••••••• T••••••• T••••• L••••••• · Managing Member And Chief Compliance Officercontrolsince 05/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 11, 2026HNW RAUM per HNW client of $15,753,205 against a peer median of $3,134,900 (1404 comparable advisers, 99.0th percentile, 8.3 robust deviations)peers: independent wealth managers, $500M to $1B (1,404) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 598 to 624Mar 21, 2025 to Mar 11, 2026
- Advisory employees · 3 to 2Mar 21, 2025 to Mar 11, 2026
- HNW clients · 45 to 46Mar 21, 2025 to Mar 11, 2026
- Assets in custody · $240M to $265MMar 21, 2025 to Mar 11, 2026
- State-registered IARs · 3 to 2Mar 21, 2025 to Mar 11, 2026
- Other offices · 1 to 0Mar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $584M to $625MMar 21, 2025 to Mar 11, 2026
- HNW RAUM · $674M to $725MMar 21, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $112M to $122MMar 21, 2025 to Mar 11, 2026
- RAUM · $696M to $748MMar 21, 2025 to Mar 11, 2026
- Accounts · 583 to 598May 1, 2024 to Mar 21, 2025
- HNW clients · 43 to 45May 1, 2024 to Mar 21, 2025
- Assets in custody · $165M to $240MMay 1, 2024 to Mar 21, 2025
- Financial planning clients · 26-50 to 26-50May 1, 2024 to Mar 21, 2025
- Discretionary RAUM · $504M to $584MMay 1, 2024 to Mar 21, 2025
- HNW RAUM · $590M to $674MMay 1, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $105M to $112MMay 1, 2024 to Mar 21, 2025
- RAUM · $610M to $696MMay 1, 2024 to Mar 21, 2025
- Advisory activities · 4 to 5Jan 19, 2024 to May 1, 2024
- Accounts · 455 to 583Nov 17, 2023 to Jan 19, 2024
- HNW clients · 42 to 43Nov 17, 2023 to Jan 19, 2024
- Assets in custody · $152M to $165MNov 17, 2023 to Jan 19, 2024
- Financial planning clients · 0 to 26-50Nov 17, 2023 to Jan 19, 2024
- State-registered IARs · 2 to 3Nov 17, 2023 to Jan 19, 2024
- Other offices · 2 to 1Nov 17, 2023 to Jan 19, 2024
- Discretionary RAUM · $452M to $504MNov 17, 2023 to Jan 19, 2024
- HNW RAUM · $432M to $590MNov 17, 2023 to Jan 19, 2024
- Non-discretionary RAUM · $0 to $105MNov 17, 2023 to Jan 19, 2024
- RAUM · $452M to $610MNov 17, 2023 to Jan 19, 2024
- Advisory employees · 2 to 3Oct 11, 2023 to Nov 17, 2023
- Employees · 2 to 3Oct 11, 2023 to Nov 17, 2023
- Other offices · 1 to 2Oct 11, 2023 to Nov 17, 2023
- Accounts · 0 to 455Aug 1, 2023 to Oct 11, 2023
- Corporate clients · unset to 0.0Aug 1, 2023 to Oct 11, 2023
- HNW clients · unset to 42.0Aug 1, 2023 to Oct 11, 2023
- Individual clients · unset to 0.0Aug 1, 2023 to Oct 11, 2023
- Pension plan clients · unset to 0.0Aug 1, 2023 to Oct 11, 2023
- Pooled vehicle clients · unset to 0.0Aug 1, 2023 to Oct 11, 2023
- Assets in custody · $0 to $152MAug 1, 2023 to Oct 11, 2023
- Discretionary RAUM · $0 to $452MAug 1, 2023 to Oct 11, 2023
Signals
3 dated events
- A•••••• J••••• L•••••• left F•••••••• F••••• O•••••• L•• for Q• A•••••••• L•• (registered 2024-09-30)Jun 24, 2024 · Advisor changed firm · fact
- F•••••••• F••••• O•••••• L•• reported RAUM $609.8M, up 35% from $451.6M (2023-11-17 to 2024-01-19)Jan 19, 2024 · RAUM change · derived
- G•••• A•••••••• L•• filed its initial SEC registration (Form ADV)May 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••••• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- admin@f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-353-4440reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- fiduciaryfo.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (561) 353-4440reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $374Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026