This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SHARKEY HOWES & JAVER INC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 15, 2020

First registration

Dec 15, 2020

Dual registered

no

Other names

NICOLE BARANDA|NICOLE A BARANDA

IAPD individual key

7135423

• Occurred

  Apr 9, 2025
  Advisor changed firm

  Nicole Aurea Baranda left Charles Schwab & Co., Inc. for Sharkey Howes & Javer Inc (registered 2025-07-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:da4e7770-9f09-cf92-9525-4f5d6f1139ed

First observed

Dec 15, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.