DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

EDWARD MONTAGNA

Advisor at LPL FINANCIAL LLC

DELRAY BEACH, FL | BRICK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da55e864-6802-14d9-a3c6-e680f545fccf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 22, 1992
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2239081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	BRICK, NJ\|DELRAY BEACH, FL	Current employment
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Jan 2, 2014	May 16, 2025	no	SAN DIEGO, CA\|BRICK, NJ\|SAN DIEGO, CA\|POINT PLEASANT BEACH, NJ\|Middletown, NJ\|Shrewsbury, NJ\|POINT PLEASENT, NJ\|POINT PLEASANT BEANCH, NJ\|BRICK, NJ\|Brick, NJ\|Long Branch, NJ\|RED BANK, NJ\|Delray Beach, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2008	Dec 31, 2013	no	POINT PLEASANT, NJ\|BRICK, NJ\|POINT PLEASANT, NJ\|PT. PLEASANT BEACH, NJ\|BRICK, NJ	Previous registration
IFMG SECURITIES, INC.	n/a	Jul 9, 2002	Mar 4, 2008	no	POINT PLEASANT, NJ\|PT. PLEASANT BEACH, NJ\|BRICK, NJ\|BRICK, NJ\|BRICK, NJ\|TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SORRENTO PACIFIC FINANCIAL, LLC	LPL FINANCIAL LLC	May 16, 2025	May 15, 2025	-1	Firm change	Ibd to ibd
LPL FINANCIAL LLC	SORRENTO PACIFIC FINANCIAL, LLC	Dec 31, 2013	Jan 2, 2014	2	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 4, 2008	0	Bulk transfer	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2008 to Dec 31, 2013factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to May 16, 2025factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Mar 4, 2008factForm ADV

Dated events

Occurred
May 16, 2025
Advisor changed firm
Edward Montagna left Sorrento Pacific Financial, Llc for Lpl Financial Llc (registered 2025-05-15)
Form ADVobserved 3 days ago