R••••• P••• D••

Advisor at T••••••••• F•••••••• A•••••••• L••

SAN JUAN, PR

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Search this name across graphsid dfx:ria:da5a6c11-50a4-1973-bdd0-08881712c2ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Dec 8, 2020	n/a	yes	SAN JUAN, PR	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	May 18, 2017	Jan 6, 2020	no	Houston, TX\|Murfreesboro, TN

Relationships

Registered with (1)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 18, 2017 to Jan 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da5a6c11-50a4-1973-bdd0-08881712c2ce
First observed: May 18, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.