E•••• R• L••••

Advisor at G•••••••• F•••••••• A•••••••• L••

Glen Allen, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da5b2a10-f560-6b17-53f7-4c4348db2762

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Jul 11, 2023	n/a	yes	Glen Allen, VA	Current employment
F••••••• L••	Former SEC adviser	Nov 1, 2017	May 19, 2023	no	Richmond, VA\|BURNSVILLE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• L••	G•••••••• F•••••••• A•••••••• L••	May 19, 2023	Jul 11, 2023	53	Firm change	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	F••••••• L••	Nov 6, 2017	Nov 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
289863:146509:MN:2023-05-19	May 19, 2023	Jul 11, 2023	BURNSVILLE, MN	Firm change
29604:289863:VA:2017-11-06	Nov 6, 2017	Nov 1, 2017	RICHMOND, VA	Firm change

Relationships

Registered with (3)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 11, 2023 to presentfactForm ADV
→ F••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to May 19, 2023factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jun 24, 2008 to Nov 6, 2017factForm ADV

Dated events

Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da5b2a10-f560-6b17-53f7-4c4348db2762
First observed: Jun 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.