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RIA / WealthAdvisor27 years in industry

VINCENT MICHAEL FARASCIANO

Advisor at INNOVATIVE WEALTH MANAGEMENT

TRUMBULL, CT

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Search this name across graphsid dfx:ria:da6a7e30-0f4b-8b09-72a1-a1cfd6d06424

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INNOVATIVE WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Jan 22, 1999
First registration: May 11, 2001
Dual registered: no
IAPD individual key: 3134100

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INNOVATIVE WEALTH MANAGEMENT	State registered	May 14, 2020	n/a	yes	TRUMBULL, CT	Current employment
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 1, 2016	Apr 15, 2020	no	Milford, CT\|CHICAGO, IL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 2, 2010	May 27, 2016	no	MILFORD, CT\|MILFORD, CT\|Birmingham, AL\|BIRMINGHAM, AL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 1, 2005	May 14, 2010	no	CHICAGO, IL\|MILFORD, CT\|MILFORD, CT\|MILFORD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 17, 2004	May 18, 2005	no	HAMDEN, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 11, 2001	Sep 16, 2002	no	TRUMBULL, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANKERS LIFE ADVISORY SERVICES, INC.	INNOVATIVE WEALTH MANAGEMENT	Apr 15, 2020	May 14, 2020	29	Firm change	Ibd to state RIA
CONCOURSE FINANCIAL GROUP ADVISORS	BANKERS LIFE ADVISORY SERVICES, INC.	May 27, 2016	Jul 1, 2016	35	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	May 14, 2010	Jun 2, 2010	19	Firm change	Other
WELLS FARGO ADVISORS	UVEST FINANCIAL SERVICES GROUP, INC.	May 18, 2005	Jun 1, 2005	14	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Sep 16, 2002	Jun 17, 2004	640	Firm change after gap	Other

Relationships

Registered with (6)

→ INNOVATIVE WEALTH MANAGEMENTRegistered adviserregistration: current employment
May 14, 2020 to presentfactForm ADV
→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Apr 15, 2020factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 2, 2010 to May 27, 2016factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 1, 2005 to May 14, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2004 to May 18, 2005factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 11, 2001 to Sep 16, 2002factForm ADV

Dated events

No dated event names this entity yet.