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RIA / WealthAdvisorCertified Financial Planner21 years in industry

KEVIN RENZIE SULLIVAN

Advisor at RIALTO WEALTH MANAGEMENT

SYRACUSE, NY

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Search this name across graphsid dfx:ria:da6d44f8-1b46-e732-43ae-999d7cf62c84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIALTO WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 20, 2004
First registration: Jan 1, 2005
Dual registered: no
IAPD individual key: 4348213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIALTO WEALTH MANAGEMENT	Independent wealth	Dec 1, 2025	n/a	yes	SYRACUSE, NY	Current employment
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC	Independent wealth	May 10, 2021	Dec 2, 2025	no	SYRACUSE, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Feb 15, 2011	Apr 1, 2016	no	SYRACUSE, NY\|NORTH SYRACUSE, NY\|LIVERPOOL, NY\|SYRACUSE, NY\|CAMILLUS, NY\|SYRACUSE, NY\|SOLVAY, NY\|CICERO, NY\|LIVERPOOL, NY\|SOLVAY, NY\|SYRACUSE, NY\|Fayetteville, NY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 30, 2005	Apr 21, 2009	no	SYRACUSE, NY\|SYRACUSE, NY\|ONEIDA, NY\|SYRACUSE, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 1, 2005	Feb 8, 2005	no	SYRACUSE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC	RIALTO WEALTH MANAGEMENT	Dec 2, 2025	Dec 1, 2025	-1	Firm change	RIA to RIA
CADARET GRANT & CO INC	ROCKBRIDGE INVESTMENT MANAGEMENT, LLC	Apr 1, 2016	May 10, 2021	1,865	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CADARET GRANT & CO INC	Apr 21, 2009	Feb 15, 2011	665	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Feb 8, 2005	Aug 30, 2005	203	Firm change	Other

Relationships

Registered with (5)

→ RIALTO WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ ROCKBRIDGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 10, 2021 to Dec 2, 2025factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Feb 15, 2011 to Apr 1, 2016factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 30, 2005 to Apr 21, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2005 to Feb 8, 2005factForm ADV

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
Kevin Renzie Sullivan left Rockbridge Investment Management, Llc for Rialto Wealth Management (registered 2025-12-01)
Form ADVobserved 6 days ago