DFX Intelligence

M••••• S••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

M••••• S••••• A•••••

Advisor at H••••• R••••••••• S•••••••• 2• L••

Cincinnati, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 3, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• R••••••••• S•••••••• 2• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• R••••••••• S•••••••• 2• L••	Institutional manager	Feb 2, 2022	n/a	yes	Cincinnati, OH	Current employment
H••••• R••••••••• S••••••••• L••	n/a	May 3, 2021	Jun 15, 2022	no	Cincinnati, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••••••• S••••••••• L••	H••••• R••••••••• S•••••••• 2• L••	Jun 15, 2022	Feb 2, 2022	-133	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
172578:299959:OH:2022-06-15	Jun 15, 2022	Feb 2, 2022	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (2)

→ H••••• R••••••••• S•••••••• 2• L••Registered adviserregistration: current employment
Feb 2, 2022 to presentfactForm ADV
→ H••••• R••••••••• S••••••••• L••Registered adviserregistration: previous registration
May 3, 2021 to Jun 15, 2022factForm ADV

Dated events

Order

Occurred
15 Jun 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 3, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.