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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOHN ERIC MAQUAR

Advisor at J.P. MORGAN SECURITIES LLC

WESTLAKE VILLAGE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 28, 2000
First registration: Mar 22, 2001
Dual registered: yes, broker-dealer
Other names: JOHN E. MAQUAR
IAPD individual key: 4204769

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 21, 2009	Oct 1, 2012	no	VENTURA, CA\|CAMARILLO, CA\|THOUSAND OAKS, CA\|CAMARILLO, CA\|CAMARILLO, CA\|CAMARILLO, CA\|OJAI, CA\|VENTURA, CA\|VENTURA, CA\|VENTURA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 17, 2009	no	OXNARD, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	OXNARD, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 22, 2001	Apr 2, 2007	no	OXNARD, CA\|OXNARD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Jul 17, 2009	Sep 21, 2009	66	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 21, 2009 to Oct 1, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 17, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 22, 2001 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.