DFX Intelligence

G••••• E••••• Y••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

G••••• E••••• Y••

Advisor at M•• A•••••••• L••

CINCINNATI, OH | LEXINGTON, KY

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Search this name across graphsid dfx:ria:da7184c8-1f51-4869-88b7-7fa45499b383

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• L••	Independent wealth	Apr 26, 2026	n/a	yes	LEXINGTON, KY\|CINCINNATI, OH	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Aug 4, 2015	Mar 22, 2018	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	M•• A•••••••• L••	Mar 22, 2018	Apr 26, 2026	2,957	Firm change after gap	Other
S•••••••• A••••••• L••	A••••• A•• P••••••• S•••••••	Jan 14, 2015	Aug 4, 2015

Relationships

Registered with (3)

→ M•• A•••••••• L••Registered adviserregistration: current employment
Apr 26, 2026 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Aug 4, 2015 to Mar 22, 2018factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 14, 2003 to Jan 14, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da7184c8-1f51-4869-88b7-7fa45499b383
First observed: Jan 14, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.