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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

MATTHEW PASCALE

Advisor at HIGHTOWER ADVISORS, LLC

Melville, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:da78f8ba-ccb9-0081-c332-d74ba467a494

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 18, 2021
First registration: Jun 29, 2021
Dual registered: yes, broker-dealer
Other names: Matthew Pascale|MATTHEW Philip PASCALE|Matt Pascale
IAPD individual key: 7329556

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jul 8, 2025	n/a	yes	Melville, NY\|CHICAGO, IL	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jul 8, 2025	no	MASSAPEQUA PARK, NY\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 2, 2023	Mar 31, 2025	no	MASSAPEQUA PARK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 29, 2021	May 12, 2022	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	HIGHTOWER ADVISORS, LLC	Jul 8, 2025	Jul 8, 2025	0	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 12, 2022	Jun 2, 2023	386	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jul 8, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 2, 2023 to Mar 31, 2025factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 29, 2021 to May 12, 2022factForm ADV

Dated events

Occurred
Jul 8, 2025
Advisor changed firm
Matthew Pascale left Strategic Advisers Llc for Hightower Advisors, Llc (registered 2025-07-08)
Form ADVobserved 6 days ago
Occurred
May 12, 2022
Advisor changed firm
Matthew Pascale left Equitable Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2023-06-02)
Form ADVobserved 6 days ago