DFX Intelligence

T••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

T••• A••• T•••••

Advisor at I••••••• F•••••••• S••••••• A•••••••

Harrisburg, PA | OAKLAND, CA

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Search this name across graphsid dfx:ria:da81c251-7d8b-29aa-fde9-b999ed3f2ed0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 8, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	May 1, 2020	n/a	yes	Harrisburg, PA\|OAKLAND, CA	Current employment
I••••••• F•••••••• S•••••••	n/a	Oct 19, 2016	Dec 31, 2020	no	Harrisburg, PA\|OAKLAND, CA\|OAKLAND, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F•••••••• S•••••••	I••••••• F•••••••• S••••••• A•••••••	Dec 31, 2020	May 1, 2020	-244	Firm change after gap	Other
L•• F•••••••• L••	I••••••• F•••••••• S•••••••	Oct 25, 2016	Oct 19, 2016

Relationships

Registered with (5)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
May 1, 2020 to presentfactForm ADV
→ I••••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Oct 19, 2016 to Dec 31, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2013 to Oct 25, 2016factForm ADV
→ P•• W••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da81c251-7d8b-29aa-fde9-b999ed3f2ed0
First observed: May 8, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.