DFX Intelligence

A•••••• U•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

A•••••• U•• L•••••

Advisor at F••••••••• C••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:da9730cd-8069-fbb9-f973-b1c5007f20e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• C••••••• L••	State registered	Oct 6, 2009	n/a	yes	DALLAS, TX	Current employment
N•••• A••••••• W••••• M•••••••••	n/a	Feb 17, 2006	Feb 17, 2009	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• A••••••• W••••• M•••••••••	F••••••••• C••••••• L••	Feb 17, 2009	Oct 6, 2009	231	Firm change	Other
M••••• S•••••• C•••••••••	N•••• A••••••• W••••• M•••••••••	Mar 13, 2006	Jul 18, 2005

Relationships

Registered with (3)

→ F••••••••• C••••••• L••Registered adviserregistration: current employment
Oct 6, 2009 to presentfactForm ADV
→ N•••• A••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 17, 2006 to Feb 17, 2009factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
May 31, 2005 to Mar 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da9730cd-8069-fbb9-f973-b1c5007f20e5
First observed: May 31, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.