DFX Intelligence

B•••• D••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

B•••• D••••• G•••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

Redding , CA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:daa3d96f-8a17-2d5d-6b10-fc38ed398e07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	May 21, 2026	n/a	yes	Redding , CA\|ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 18, 2018	Jun 10, 2026	no	REDDING, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Jun 10, 2026	May 21, 2026	-20	Firm change	Ibd to ibd
W•••• F•••• A•••••••	S•••••• N••••••• • C••••••• I•••••••••	May 22, 2018	May 18, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:146936:CA:2026-06-10	Jun 10, 2026	May 21, 2026	REDDING, CA	Firm change
19616:793:CA:2018-05-18	May 22, 2018	May 18, 2018	REDDING, CA	Firm change

Relationships

Registered with (4)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 18, 2018 to Jun 10, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to May 22, 2018factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
B•••• D••••• G••••• left S•••••• N••••••• • C••••••• I••••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2026-05-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daa3d96f-8a17-2d5d-6b10-fc38ed398e07
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.