DFX Intelligence

T•••••• N••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T•••••• N••••• H•••

Advisor at G•••••••• F•••••••• A•••••••• L••

Charlotte, NC

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Search this name across graphsid dfx:ria:daa6cc68-715f-52c6-ad2a-34a3a12030e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Dec 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Feb 11, 2026	n/a	yes	Charlotte, NC	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Dec 12, 2024	Feb 17, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	G•••••••• F•••••••• A•••••••• L••	Feb 17, 2026	Feb 11, 2026	-6	Firm change	Other
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Dec 10, 2024	Dec 12, 2024

Relationships

Registered with (6)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2024 to Feb 17, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 20, 2022 to Dec 10, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Feb 17, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 10, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 15, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daa6cc68-715f-52c6-ad2a-34a3a12030e5
First observed: Dec 31, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.