DFX Intelligence
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Reading the graph
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Advisor at F••••••
Los Angeles, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Sep 25, 2025 | n/a | yes | SAN FRANCISCO, CA|Los Angeles, CA | Current employment |
| A•••••••• F••••• O•••••• L•• | Independent wealth | Feb 20, 2019 | Nov 11, 2025 | no | MARINA DEL REY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••••• F••••• O•••••• L•• | F•••••• | Nov 11, 2025 | Sep 25, 2025 | -47 | Firm change after gap | RIA to RIA |
| E• W••••• A••••••• | A•••••••• F••••• O•••••• L•• | Mar 1, 2019 | Feb 20, 2019 |
| E• W••••• A••••••• | Independent wealth | Mar 13, 2013 | Mar 1, 2019 | no | TORRANCE, CA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 27, 2003 | Aug 8, 2011 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| -9 |
| Firm change |
| RIA to RIA |
| C•••••• S••••• • C••• I••• | E• W••••• A••••••• | Aug 8, 2011 | Mar 13, 2013 | 583 | Firm change after gap | Other |