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Advisor at COMMONWEALTH FINANCIAL NETWORK
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Dec 5, 2022 | n/a | yes | Seattle, WA|Seattle, WA | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 22, 2014 | Dec 7, 2022 | no | Seattle, WA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 16, 2012 | Dec 1, 2014 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | Dec 7, 2022 | Dec 5, 2022 | -2 | Firm change | RIA to ibd |
| MML INVESTORS SERVICES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Dec 1, 2014 | Dec 22, 2014 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:8032:WA:2022-12-07 | Dec 7, 2022 | Dec 5, 2022 | SEATTLE, WA | Firm change |