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Advisor at MML INVESTORS SERVICES, LLC
Wallingford, CT | GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 10, 2026 | n/a | yes | GLASTONBURY, CT|Wallingford, CT | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Jul 23, 2026 | no | WALLINGFORD, CT|SHELTON, CT | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 10, 2023 | Nov 14, 2024 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | MML INVESTORS SERVICES, LLC | Jul 23, 2026 | Jul 10, 2026 | -13 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |