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E•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

E•••••• L•••••

Advisor at B••• G••••• • C••••••• I•••

ORANGE, CA

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Search this name across graphsid dfx:ria:dad44597-c26c-aa9c-8d9b-aa52d87f0109

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• G••••• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• G••••• • C••••••• I•••	Independent wealth	Sep 8, 2023	n/a	yes	ORANGE, CA	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Nov 8, 2012	Dec 1, 2020	no	LOS ANGELES, CA\|Glendale, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	B••• G••••• • C••••••• I•••	Dec 1, 2020	Sep 8, 2023	1,011	Firm change after gap	Ibd to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	U••• B•••••• A•••••••• L••	Feb 14, 2011	Nov 8, 2012

Relationships

Registered with (5)

→ B••• G••••• • C••••••• I•••Registered adviserregistration: current employment
Sep 8, 2023 to presentfactForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2012 to Dec 1, 2020factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jul 9, 2010 to Feb 14, 2011factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dad44597-c26c-aa9c-8d9b-aa52d87f0109
First observed: Jul 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.