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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JOSEPH GRUBER

Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Redding , CA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:dad54bcf-de76-d267-6c13-b1778342fc31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Apr 13, 2002
First registration: May 24, 2002
Dual registered: yes, broker-dealer
Other names: JOE GRUBER
IAPD individual key: 4488057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	May 21, 2026	n/a	yes	ST. LOUIS, MO\|ST. LOUIS, MO\|Redding , CA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 18, 2018	Jun 10, 2026	no	REDDING, CA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 3, 2009	May 23, 2018	no	REDDING, CA\|Walnut Creek, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Nov 10, 2009	no	REDDING, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 24, 2002	Jan 1, 2008	no	REDDING, CA\|REDDING, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Jun 10, 2026	May 21, 2026	-20	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 23, 2018	May 18, 2018	-5	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Nov 10, 2009	Nov 3, 2009	-7	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
793:146936:CA:2026-06-10	Jun 10, 2026	May 21, 2026	REDDING, CA	Firm change

Relationships

Registered with (5)

→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
May 18, 2018 to Jun 10, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 3, 2009 to May 23, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Nov 10, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 24, 2002 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
Joseph Gruber left Stifel, Nicolaus & Company, Incorporated for Benjamin F. Edwards & Company, Incorporated (registered 2026-05-21)
Form ADVobserved 6 days ago