DFX Intelligence

A•••••• P••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•••••• P••••••• M••••••••• L•

CRD 304628

DALLAS, TX

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Search this name across graphsid dfx:ria:dae048c7-85c6-d7f1-5032-ed2eb1fd6213

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 26
On other graphs: 2
Observed: Apr 27, 2020 to Mar 31, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••• P••••••• M••••••••• L•

Private equity manager · shared crd

Venture Capitalidentity

A•••••• P••••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••• M••••• F••• L•	Hedge Fund	$554M	Mar 31, 2026	166	Oct 7, 2019	reported	021-350402
A•••••• P•••••• M••••• F••• I• L•	Hedge Fund	$480M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• P••••••• M••••••••• ••• L••	GENERAL PARTNER	Na	yes	04/2019	Apr 27, 2020	Mar 28, 2024
G••••• J••••• A••••	CHIEF FINANCIAL OFFICER	Na	yes	04/2019	Apr 27, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• C•••••• P••••••• F••• ••• L•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	8	no
WEST PALM BEACH	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$3.1B	-65.3%	$9.2B	-51.3%	9	18	1	2

Relationships

Advises (4)

→ A•••••• P•••••• M••••• F••• I• L•Private fundHedge Fund, IA
Mar 14, 2022 to presentfactForm ADV
→ A•••••• M••••• F••• L•Private fundHedge Fund, IA
Oct 7, 2019 to presentfactForm ADV
→ A•••••• C•••••• F••• I• L•Private fundHedge Fund, IA
Apr 27, 2020 to presentfactForm ADV
→ A•••••• M••••• F••• I•• L•Private fund

Dated events

Occurred
Mar 31, 2026
Ria p•••••• fund assets change
••• Locked
Form ADVobserved today
$-4.2B
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dae048c7-85c6-d7f1-5032-ed2eb1fd6213
First observed: Apr 27, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.